Compliance Analyst (Generalist)

| New York, NY, USA
Employer Provided Salary: 100,000-115,000 Annually
Salary data is provided by the employer. Please note this is not a guarantee of compensation.
Sorry, this job was removed at 1:02 p.m. (EST) on Wednesday, July 10, 2024
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Who We Are:

At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and improve all aspects of our global economy. Our vision is a society where value and ownership flow as freely as information. Galaxy is a digital asset and blockchain leader helping institutions, startups, and individuals access and navigate the crypto economy. As one of the most well-capitalized and trusted companies in the industry, we provide platform solutions custom-made for a digitally native ecosystem across three complementary operating businesses: Global Markets, Asset Management, and Digital Infrastructure Solutions. Our offerings include, amongst others, trading, lending, strategic advisory services, institutional-grade investment solutions across passive, active and venture strategies, proprietary bitcoin mining and hosting services, network validator services, and the development of enterprise custodial technology. Galaxy’s CEO and Founder Michael Novogratz leads a team of crypto enthusiasts, and institutional veterans focused on the future of finance and Web3. The Company is headquartered in New York City, with global across North America, Europe and Asia.

Additional information about the Company's businesses and products is available on

What We Value:

We are a diverse team of free thinkers, and fast movers united to help investors and creators energize the global economy. We are looking for individuals who thrive in a culture of builders and overachievers and embrace high performance, transparent feedback, and a mission-first approach. Our culture shapes our way of working and gets us where we want to be.

  • Seek Excellence.
  • Be Selective To Be Effective.
  • Be Highly Aligned, Loosely Coupled.
  • Disagree Transparently.
  • Encourage Independent Decision-Making.
  • Build Dream Teams.

Who You Are:

As a Compliance Analyst, you will play a crucial role in maintaining the integrity of the Firm’s operations. Your responsibilities will span across various aspects of legal and compliance, particularly assisting the AML/KYC team. You will be tasked with maintaining internal compliance records, coordinating regulatory filings, assisting in various projects and regular reviews, updating due diligence questionnaires, and working with various internal teams to assist with account openings at financial institutions, custodians, and exchanges, among other duties.

The successful candidate will have a strong interest in compliance, legal, and administration, preferably with experience in the financial services industry. This role provides an excellent platform for career growth, offering exposure to a broad range of business lines, including asset management, investment banking, trading, lending, and mining.

What You’ll Do:

  • Ensure that ongoing compliance requirements are met and documented with accuracy and excellence (quarterly and / or annual requirements, ongoing requests, etc.)
  • Assist in compliance-related areas of client and / or vendor due diligence
  • Assist with bank account opening forms, custodian account opening forms, and various due diligence questionnaires that require completion
  • Assist in the Firm’s global compliance program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and inspections
  • Liaise with the business on the coordination of agreement executions
  • Work on other operational tasks, on an as needed basis
  • Partner with the AML/KYC team on various projects and requests

What We’re Looking For:

  • Preference for working in a fast paced and ever-changing environment
  • Ability to work both independently and in a team environment, while taking responsibility for seeing projects through to their completion
  • Ability to balance multiple priorities and demands concurrently
  • At least 1-2 years of experience in financial services or consulting firm
  • Bachelor’s Degree

Bonus Points:

  • Experience with Docusign
  • Experience, knowledge and interest in cryptocurrency a plus

What We Offer:

  • Competitive base salary and discretionary bonus
  • Flexible Time Off (i.e. unlimited paid vacation days)
  • Company paid Holidays (11)
  • Company paid sick leave
  • Company-paid health and protective benefits for employees, partners, and other dependents
  • 3% 401(k) company contribution
  • Generous paid Parental Leave
  • Free virtual coaching and counseling sessions through Ginger
  • Opportunities to learn about the Crypto industry
  • Free daily snacks in-office
  • Smart, entrepreneurial, and fun colleagues
  • Employee Resource Groups

Apply now and join us on our mission to engineer a new economic paradigm.

The base salary ranges included below will be commensurate with candidate experience, expertise and local market. Final offer amounts are determined by multiple factors, including candidate experience and expertise. At Galaxy, we maintain a total compensation philosophy which consists of a competitive base salary, annual bonus, and equity incentives.

Base Salary Range

$100,000$115,000 USD

Galaxy respects diversity and seeks to provide equal employment opportunities to all employees and job applicants for employment without regard to actual or perceived age, race, color, creed, religion, sex or gender (including pregnancy, childbirth, lactation and related medical conditions), gender identity or gender expression (including transgender status), sexual orientation, marital or partnership or caregiver status, ancestry, national origin, citizenship status, disability, military or veteran status, protected medical condition as defined by applicable state or local law, genetic information or predisposing genetic characteristic, or other characteristic protected by applicable federal, state, or local laws and ordinances.

We will endeavor to make a reasonable accommodation to the known limitations of a qualified applicant with a disability unless the accommodation would impose an undue hardship on the operation of our business. If you believe you require such assistance to complete the application process or to participate in an interview, please contact [email protected]

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300 Vesey Street, New York, NY 10282

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