Compliance Analyst

Posted 7 Days Ago
Be an Early Applicant
Hiring Remotely in New York, NY
Remote
Hybrid
80K-100K Annually
Senior level
Artificial Intelligence • Fintech • Information Technology • Machine Learning • Financial Services
First-of-its kind AI technology powering the future of alternative investments
The Role
The Compliance Analyst ensures adherence to legal and internal regulations by developing policies, conducting audits, and implementing compliance procedures across departments. The role involves managing risk assessments, employee training, and regulatory documentation to ensure compliance within the organization.
Summary Generated by Built In

COMPANY: Canoe Intelligence
WEBSITE: https://canoeintelligence.com/
TITLE: Compliance Analyst
LOCATION: Hybrid in New York, NY or Jacksonville, FL, or Remote (East Coast US)
SALARY: $80,000 - $100,000 plus bonus (based on NYC, will be adjusted for geo)
The Role:
The Compliance Analyst ensures adherence to legal and internal regulations by developing policies, conducting audits, and implementing compliance procedures across departments, while proactively managing risk assessments, employee training, and regulatory documentation for leadership. The ideal candidate has a strong background in compliance, attention to detail, and excellent communication skills, ideally with experience in IT, security, compliance, audit and relevant certifications.
What You'll Do:

  • Ensure business processes and transactions comply with legal and internal guidelines.
  • Stay up-to-date on relevant laws, regulations, and industry standards, applying them to company operations.
  • Develop and implement company policies and procedures to maintain regulatory compliance across departments.
  • Conduct audits, compliance control testing, and risk assessments to identify potential areas of compliance risk.
  • Manage documentation, evidence, and reporting related to compliance activities and findings for leadership.
  • Own/Manage the Due Diligence Process.
  • Lead training and education on compliance policies, procedures, and best practices for employees.
  • Coordinate responses and due diligence requests from regulators and external parties.
  • Perform compliance checks on IT systems, user accounts, and security infrastructure, promoting adherence to IT, Security, Legal, and Compliance policies.


What We're Looking For:

  • 5 plus years experience in an Compliance role
  • Meticulous, detail oriented
  • Strong communication and writing skills


Preferred:

  • Associate's or Bachelor's Degree in Computer Science or Computer Engineering
  • Compliance certification(s) such as CISA, CRISC, CIA, CIPP
  • Preferred experience in Audit, IT, Information Security, Project Management or Software Development
  • Experience with Privacy law


What You'll Get:

  • Medical, dental, vision benefits
  • Flexible PTO
  • 401(k)
  • Flexible work from home policy
  • Home office stipend + wifi reimbursement
  • Employee Assistance Program
  • Gym reimbursement
  • Education assistance
  • Parental Leave
  • Commuter benefits


Our Values:

  • Client First -> Listen, and deliver client-centric solutions
  • Be An Owner -> Take initiative, improve situations, drive positive outcomes
  • Excellence -> Always set the highest standard for yourself and others
  • Win Together -> 1 + 1 = 3


Who We Are:
Canoe is reimagining alternative investment data processes for hundreds of leading institutional investors, capital allocators, asset servicing firms and wealth managers. By combining industry expertise with the most sophisticated data capture technologies, Canoe's technology automates the highly-frustrating, time-consuming, and costly manual workflows related to alternative investment document and data management, extraction and delivery. With Canoe, clients can refocus capital and human resources on business performance and growth, increase efficiency, and gain deeper access to their data. Canoe's AI-driven platform was developed in 2013 for Portage Partners LLC, a private investment firm.
Canoe is an equal opportunity employer. All aspects of employment including the decision to hire, promote, discipline, or discharge, will be based on merit, competence, performance, and business needs. We do not discriminate on the basis of race, color, religion, marital status, age, national origin, ancestry, physical or mental disability, medical condition, pregnancy, genetic information, gender, sexual orientation, gender identity or expression, veteran status, or any other status protected under federal, state, or local law.

What the Team is Saying

Nikhil
Sivan
Drew
Maggie
Mike
Minoo
The Company
New York, NY
130 Employees
Hybrid Workplace
Year Founded: 2017

What We Do

Canoe offers first-of-its kind AI technology powering the future of alternative investments.

Canoe has reimagined the future of alternative investments with cloud-based, machine-learning technology for document collection, data extraction, and data science initiatives. We transform complex documents into actionable intelligence within seconds and empower allocators with tools to unlock new efficiencies for their business.

Since the beginning, we’ve maintained a focused, client-first approach to building and enhancing our technology and will continue to do so. By introducing automation to alternatives document collection and data management workflows, institutional investors, wealth managers, and general partners are seeing dramatic improvements in data accuracy and access, team efficiency, and client satisfaction.

Why Work With Us

At Canoe, we look for people who are open-minded, willing to roll up their sleeves, and constantly ask questions. We believe that diverse backgrounds and perspectives foster conversation and innovation, and collaborate to make each other better. Canoe's success is intertwined with each individual's success, which is why we focus on the team.

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Canoe Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

Employees have the option to work either fully remote from anywhere in the U.S. or to have a hybrid work set up, if located in NYC.

Typical time on-site: Flexible
New York, NY

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