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Compliance Analyst

| Greater NYC Area


At
Clear Street, we are disrupting the institutional brokerage and clearing market by modernizing archaic industry segments with brand new technology. We’re changing the way institutional investors interact with the markets; offering an alternative to working with big banks. Our cloud-based API technology will empower clients to clear, settle, and finance trading activity while accessing real-time risk and position information. Our platform is built on an incredibly modern tech-stack, by pragmatic engineers focused on building intuitive and frictionless user experiences. Our tech-infused suite of customer experience-oriented prime service offerings will increase our clients’ efficiency and provide real-time insights they’ve never previously experienced.
As our Compliance Analyst, you will work directly with our Chief Compliance Officer as part of a highly motivated, exceptionally talented, and deeply focused team. Together you will define and operationalize a robust compliance program by researching and reviewing applicable FINRA and Exchange rules and SEC regulations. Additionally, you’ll help develop, implement, and review surveillance reports, resolving regulatory reporting issues.You will analyze our order and trade data to assist with regulatory audit preparation. You will collaborate with colleagues across the organization, ensuring our Compliance Team’s effectiveness. You’ll need to hold or pass the Securities Industry Exams (SIE, Series 7/top off, Series 24). 


Compliance Analyst Characteristics: 

  • You have 2-4 years of broker-dealer compliance experience, preferably in a trading or market making environment. 
  • We give bonus points for prior experience with trade reporting, OATS, and consolidated audit trails.
  • You shine brightly when working in a high energy and deadline environment.
  • You pride yourself on your strong research and analytical skills, as well as your exceptional verbal and written communication
  • You are able to work independently.
  • You’re a strong team player, self-motivated, and industrious. You invest in yourself. 
  • You’re a flexible but effective time manager, able to prioritize responsibilities and manage several simultaneous projects from inception to completion.

 

We offer:
  • The opportunity to join a small and growing team of good people, where you can make a difference.
  • An environment that champions collaboration and prioritizes pragmatic solutions to complex problems
  • Work that is fast paced, intellectually challenging, and most of all, profoundly rewarding.
  • Competitive compensation, benefits, and perks.
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Technology we use

  • Engineering
  • Product
    • GolangLanguages
    • JavascriptLanguages
    • PythonLanguages
    • SqlLanguages
    • ReactLibraries
    • ReduxLibraries
    • ExpressFrameworks
    • Node.jsFrameworks
    • SparkFrameworks
    • PostgreSQLDatabases
    • RedisDatabases
    • IllustratorDesign
    • PhotoshopDesign
    • SketchDesign
    • FigmaDesign
    • ConfluenceManagement
    • JIRAManagement
    • GitLabManagement

Location

Located in the heart of the Financial District.

An Insider's view of Clear Street

What are some social events your company does?

We recently started the Women's Club of Clear Street. Once a month we get together and provide a time for the women and allies of our company to connect and engage in meaningful discussion. We're really trying to create a support network for the current and future women of Clear Street.

Carmen Saenz

Talent

What are Clear Street Perks + Benefits

Clear Street Benefits Overview

At Clear Street, we understand the importance of showing employees they are valued through competitive benefits and perks. We offer extensive medical and dental coverage at little to no cost to our employees, 401k match, commuter benefits, and a lunch allowance, to name a few. At Clear Street, we consistently strive to improve; exploring new ways to support growth and well-being.

Culture
Eat lunch together
Open door policy
Team owned deliverables
Team based strategic planning
Open office floor plan
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Clear Street employees can contribute up to an FSA.
Disability Insurance
Disability insurance covers 60% of annual salary up to $5,000 monthly maximum payout.
Dental Benefits
Our dental plan covers up to $2000 of expenses, annually.
Health Insurance Benefits
Clear Street covers 100% of our employees' monthly premiums.
Life Insurance
Wellness Programs
Retirement & Stock Options Benefits
401(K)
401(K) Matching
Clear Street matches contributions of up to 2% of our employees' salaries.
Company Equity
Performance Bonus
Child Care & Parental Leave Benefits
Flexible Work Schedule
Family Medical Leave
Vacation & Time Off Benefits
Generous PTO
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
Company Outings
Free Daily Meals
Stocked Kitchen
Some Meals Provided
We provide free breakfast options daily. Employees are also given $15 per day to order lunch through our Seamless account Monday through Thursday. On Friday, we offer a pizza lunch, enjoyed together.
Happy Hours
Recreational Clubs
Relocation Assistance
Fitness Subsidies
Professional Development Benefits
Job Training & Conferences
Cross functional training encouraged
Promote from within
Customized development tracks
Paid industry certifications
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