Business Line Compliance, Senior Manager

| Remote
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Want to help everyday Americans invest and build wealth? Financial inequality is increasing, and too many people are getting left behind. At Stash, we are passionate about democratizing wealth creation through education, advice, and products that help customers achieve greater financial freedom.

As a Senior Manager, Compliance you’ll report to our Head of Business Line Compliance, and collaborate with functional areas across the company to ensure compliance with applicable federal consumer laws and regulations. Through teamwork, commitment, and a bias toward action, Business Line Compliance functional stakeholders partner with Product, Marketing, and other constituent stakeholders to assist Stash in exceeding its ethical and regulatory expectations.

What you'll do:

  • Review and approve Brand and Growth Marketing content for compliance with securities laws, rules, and regulations and with the firm’s ethical and reputation expectations (this also includes advertising related to Social Media content)
  • Provide up-to-date advice on regulatory compliance requirements with respect to the development and maintenance of the firm’s advertising, and provide full lifecycle support of cross-functional guidance on applicable consumer financial protection and securities laws, rules, and regulations
  • Coordinate with Product, Brand, Marketing, Legal, Engineering, Operations, and Revenue stakeholders to assist with new business initiatives and regulatory requirements
  • Assist in the implementation and development of the Business Line Compliance Training Program and the Business Line Compliance Testing Program

What we're looking for:

  • Experience at either a broker-dealer, investment advisory firm, fintech startup, or bank
  • Bachelor’s Degree in a hard science, engineering discipline, or a quantitative field
  • Highly-developed interpersonal skills and an aptitude for building strong relationships through the use of engaging, courteous, and persuasive communication styles
  • Exceptional verbal and written communication skills and an aptitude for thinking clearly about complex issues under conditions of ambiguity, uncertainty, and high pressure
  • Exemplary attention to detail, exceptional analytical skills, and strong judgement skills
  • Ability to multitask and prioritize in a fast moving, high pressure environment
  • Familiarity with Social Media Platforms (Twitter, Facebook, Reddit, Instagram, Linkedin)

Gold stars:

  • Excellent understanding of digital banking channels, including mobile and other web-based technologies
  • Experience with product management and/or agile technology development, especially with respect to venture-backed entities
  • Familiarity with concepts, tools, and solutions used by product management and software development teams such as application development protocols, cloud-based solutions, and - UX/UI design/development process
  • Project management experience
  • Juris Doctor

At Stash it is our mission to help everyday Americans invest and build wealth. That includes people of all races,  genders, and abilities, so it is important to us to acknowledge and address the issues of inequality in financial services head on. 

Diversity and inclusion are essential to living our values, promoting innovation, and building the best products. Our success is directly related to our employees and we believe that our team should reflect the diversity of the customers that we serve.  As an Equal Opportunity Employer, Stash is committed to building an inclusive environment for people of all backgrounds.

If you require any reasonable accommodations to make your application process more accessible please reach out to [email protected]

Invest in Yourself: 

  • Equity & Stash Accounts [Invest, Retire, Custodial, Bank]                     
  • Flexible PTO 
  • Learning & Development Fund 
  • Work from Home Stipends
  • Parental Leave [Primary & Secondary]

Recognition:

  • BuiltIn’s Best Places to Work (2019, 2020, 2021) 
  • Forbes Fintech 50 (2019, 2020, 2021)
  • Best Digital Bank, Finovate Awards (2020)
  • Tearsheet Challenge Awards, Best Banking Card Product - Stock-Back® Card, 2020
  • LendIt Fintech Innovator of the Year (2019 & 2020)

**No recruiters, please**

This position may be performed remotely anywhere within the United States except the State of Colorado.

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Technology we use

  • Engineering
  • Product
  • Sales & Marketing
    • JavaLanguages
    • JavascriptLanguages
    • KotlinLanguages
    • PythonLanguages
    • RubyLanguages
    • ScalaLanguages
    • SwiftLanguages
    • iOSLanguages
    • AndroidLanguages
    • jQueryLibraries
    • ReactLibraries
    • ReduxLibraries
    • PlayFrameworks
    • Ruby on RailsFrameworks
    • SparkFrameworks
    • SpringFrameworks
    • MongoDBDatabases
    • PostgreSQLDatabases
    • RedisDatabases
    • Google AnalyticsAnalytics
    • MixpanelAnalytics
    • OptimizelyAnalytics
    • LookerAnalytics
    • InVisionDesign
    • SketchDesign
    • ConfluenceManagement
    • JIRAManagement
    • TrelloManagement
    • WordpressCMS
    • SalesforceCRM
    • MailChimpEmail
    • MandrillEmail

Location

For those who choose to be in-office, we can't wait to share where our new digs will be located in the the Fall!

An Insider's view of Stash

What are some social events your company does?

During COVID, it's different, but social and team events are still important, as so many are friends even outside of work. In the fall, we went apple picking, had picnics, bike rides, and gone golfing. Being remote, we've hosted murder mysteries, monthly trivia, magicians, a salsa band, and our DEI Committee had a painting and wine tasting.

Gloria

Chief People Officer

What are Stash Perks + Benefits

Culture
Volunteer in local community
Our mission is all about helping people - and that lives beyond our products. Whether holiday gifts for kids, or providing donations through our ERGs, giving back is important to Stashers.
Partners with Nonprofits
We are proud to partner with Comp Sci High, The Greenwood Project, and the National Society of Black Engineers.
Friends outside of work
Eat lunch together
Intracompany committees
Stash is proud to have a DEI Committee with a commitment to promoting an environment that is diverse, equitable, and inclusive for all people.
Daily sync
Open door policy
Team owned deliverables
Team based strategic planning
Group brainstorming sessions
Pair programming
Open office floor plan
Diversity
Dedicated Diversity/Inclusion Staff
Highly diverse management team
Stash's leadership is quite diverse, with 5 out of 11 members of the executive team identifying as being from an underrepresented group.
Unconscious bias training
Stash provides training, deepening the company's understanding of unconscious bias and the effects it has on the workplace. We also hosted anti-racism and inclusive leadership training for all leads.
Someone's primary function is managing the company’s diversity and inclusion initiatives
Mean gender pay gap below 10%
Diversity Employee Resource Groups
At Stash, we have three Employee Resource Groups, and fully expect to double that in a years time. Our current ERGs include Black Magic, LatinXcellence, and Rainbow Stash.
Hiring Practices that Promote Diversity
We strive to be as diverse as our customers. Stash is currently 45% non-White and 35% women. We require diverse candidate slates and interview panels, and will soon introduce a diversity competency.
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Dental insurance is free to employees.
Vision Benefits
Vision benefits are free to employees.
Health Insurance Benefits
We offer 4 health plans: PPO, HDHP and EPO. Half of our plans are only a few dollars per pay period.
Life Insurance
Wellness Programs
Team workouts
In addition to employee groups that run meditation sessions, biking events and exercise challenges, we had Yoga Mondays in October and Meditation Mondays in November.
Mental Health Benefits
People can access mental health through our medical plans, EAP, OneMedical and WeWork. Stash has had therapists speak to the team about election stress, finding balance and selecting a therapist.
Retirement & Stock Options Benefits
401(K)
Company Equity
Employee Stock Purchase Plan
Child Care & Parental Leave Benefits
Generous Parental Leave
Flexible Work Schedule
Remote Work Program
Every employee at Stash has the opportunity to work remote post-COVID-19.
Family Medical Leave
Return-to-work program post parental leave
Vacation & Time Off Benefits
Unlimited Vacation Policy
Paid Holidays
Paid Sick Days
Included in our unlimited PTO
Perks & Discounts
Beer on Tap
Casual Dress
Commuter Benefits
Company Outings
Game Room
Ping Pong, Skeeball, Video Games, Puzzles
Stocked Kitchen
Some Meals Provided
Food matters! Since going remote, we periodically offer free lunches and free ice creams as perks. We still have our quarterly anniversary luncheon and a bi-weekly lunch with the Founders as well.
Happy Hours
Pet Friendly
Stash offers a dog friendly office environment.
Fitness Subsidies
Home Office Stipend for Remote Employees
Professional Development Benefits
Job Training & Conferences
Learning and Development Stipend
Tuition Reimbursement
Our Tuition Reimbursement Plan offers up to $1,500 for any learning and development opportunities.
Diversity Program
Lunch and learns
Stash hosts lunch and learn meetings weekly.
Cross functional training encouraged
Promote from within
Mentorship program
While not a formal program, we believe in growing people and their careers.
Continuing Education stipend

Additional Perks + Benefits

During and post-COVID, we are taking a People-First approach, so people can decide if they wish to telecommute, be fully remote or in the office. People can use stipends to make their home office practical and ergonomic safe, or can use WeWork passes at any time.

Our teams appreciate a commitment to learning. We provide a Learning & Development Stipend, and on a weekly basis, sponsor Tech and Tells, share learnings at Demos, and use roundtables to learn more about topics impacting our company. Additionally, we offer bi-weekly Stash Labs (work on passion projects for a day).

As we now are hiring people in many locations, we continue to find new ways to enhance our culture and perks.

Additionally, our health and wellness benefits are top notch and very low cost or free to employees. We generously support new parents.

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