Compliance Associate - Banking

| Greater NYC Area

Stash is a digital-first financial services company committed to making saving and investing accessible to everyone. By breaking down barriers and building transparent, technology-driven products, we help the 99% build smarter financial habits so they can confidently save more, grow wealth, and enjoy life. 

Stash’s Legal & Compliance team is seeking a Compliance Associate to support our banking compliance program. Reporting directly to our Senior Banking Compliance Manager, you'll develop and support compliance programs encompassing the banking, lending, and credit businesses. In this role, you will also provide guidance and support to the company on a diverse suite of products and services and liaise with stakeholders across a wide array of verticals. Candidates for this role are evaluated on character first, aptitude second, and skills third.

Those who possess high open-mindedness, high conscientiousness, and high equanimity are encouraged to apply!

What you'll do:

  • Review and approve marketing content for compliance with all federal and state regulations
  • Provide full lifecycle support of policies and procedures (identify, evaluate, refine, and author) to support the banking compliance program and the development of new business initiatives and products
  • Provide individual education and group trainings on advertising compliance regulations, policies, procedures, and industry best practices relating to communications with the public
  • Remain current on industry rules, regulations, and best practices to help ensure the Stash's banking compliance program meets regulatory standards
  • Identify, develop, and provide compliance trainings to Stash employees on an ad-hoc and annual basis
  • Propose methods of compliance testing and execute plans in consultation with the Senior Manager of Banking Compliance
  • Communicate identified issues to legal, compliance and business line stakeholders and collaborate with such constituencies to develop and implement a plan of corrective action and prepare written reports
  • Develop regulatory reporting and filings in preparation for, and in response to, inquiries and audits from any relevant regulatory authorities and all sponsoring partners
  • Assist in corresponding with regulatory agencies, examiners, and auditors and assist with action plans created as a result of examinations, audits or internal testing
  • Manage various ad hoc special projects related to legal and compliance governance

What we're looking for:

  • At least 3 years of experience as a compliance professional at either a large financial institution offering retail/consumer banking products, including deposit accounts and services, as well as personal loans
  • Experience with banking regulatory requirements that apply to advertising and marketing. Including, but not limited to, Regulation E, Regulation Z, TISA, UDAAP, TCPA, CAN-SPAM, and Fair Lending
  • Bachelor’s Degree in Finance, Economics, a hard science, and/or a quantitative field
  • Highly-developed interpersonal skills and an aptitude for building strong relationships through the use of engaging, courteous, and persuasive communication styles
  • Passion to create and develop innovative resolutions that meet business needs while remaining compliant with applicable laws and regulations
  • Exceptional verbal and written communication skills and an aptitude for thinking clearly about complex issues under conditions of ambiguity, uncertainty, and high pressure
  • Exemplary attention to detail, exceptional analytical skills, and strong judgment skills
  • Experience coordinating regulatory filings, ad hoc correspondence, and examinations
  • Relevant understanding of regulatory authorities (e.g., Federal Reserve, CFPB, FDIC, etc.)

Gold Stars:

  • Previous experience at a regulator
  • Juris Doctor

**No recruiters, please

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Technology we use

  • Engineering
  • Product
  • Sales & Marketing
    • JavaLanguages
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28 W 23rd Street, 12th Floor, New York , NY 10010
28 W 23rd Street, 12th Floor, New York , NY 10010

What are Stash Perks + Benefits

Health Insurance & Wellness Benefits
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Retirement & Stock Options Benefits
Company Equity
Child Care & Parental Leave Benefits
Generous Parental Leave
Flexible Work Schedule
Vacation & Time Off Benefits
Generous PTO
Paid Holidays
Perks & Discounts
Beer on Tap
Casual Dress
Commuter Benefits
Company Outings
Stocked Kitchen
Some Meals Provided
Happy Hours
Fitness Subsidies

Additional Perks + Benefits

Flexible Work Schedule and Work/Life Balance. Learning & Development Stipend. Team Building Events and Activities. Demos, Drinks & Data every Thursday followed by Happy Hour. Stocked Fridge (food, snacks, drinks) Beer & Cold Brew on Tap. Catered Lunch on Fridays. Bi-weekly Stash Labs! (Work on passion projects for the day). 4 X Family-Friendly Health Insurance Plans Starting at $ 4.90 per month (Empire Blue Cross Blue Shield). Flexible Spending Account (FSA). 2 X Family-Friendly Dental Insurance Plans Starting at $ .39 per month (Guardian). 1 X Family-Friendly Vision Insurance Plan Starting at $ .04 per month (VSP). Short-term disability, long-term disability (60% of salary up to $12K/month), and basic life insurance ($50k).

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