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Head of Compliance- Insurance

| Greater NYC Area

Company Description

Running a small business is hard. Getting insurance for your small business is even harder. It takes forever, the process is antiquated, and one wrong decision can be disastrous.

At Attune, we’re changing small business insurance in a big way.

At the forefront of the insuretech industry, we are rebuilding small business’s access to insurance from scratch, making it instant, easy, and safe. How? Instead of requiring that a business answers hundreds of questions (seriously), our sophisticated platform aggregates the necessary data from different sources, and then uses incredibly advanced analytics to create tailored products that can be delivered in mere minutes, not days or weeks.

We are at the beginning of our journey and are looking for innovators who are curious and excited to drive change.

Backed by Two Sigma, AIG, and Hamilton Insurance Group, we have the horsepower and partners to make a big impact. Unlike other start-ups, Attune has the funding, expertise, and support to modernize and move quickly. If you are energized by making the complex, simple; the time consuming, easy; and the antiquated, tech-enabled, we want you on our team.

Disrupting an industry through data, technology and speed isn't easy – but the challenges we’ll tackle together are some of the most rewarding you’ll experience in your career.

Job Description

You will collaborate with the executive team and partner stakeholders to develop and manage the compliance functions for the Attune platform. You will help build and manage the resources required to develop this key area of our business. Along the way, you will build great working relationship and join a collaborative community that believes anything is possible and that you can have fun while doing great work. 

Specific responsibilities include:

  • Partnering with key stakeholders, including internal and external legal counsel, to create and manage a compliance roadmap and prioritize key areas of focus

  • Manage external counsel, which includes knowing when to seek outside counsel and determining the right firm to partner with as well as ensuring they perform the required work and informing all stakeholders of legal counsel determinations

  • Ensuring adherence to all producer licensing and other regulations as well as other compliance requirements (e.g., PCI compliance) while tracking and reporting on relevant industry developments

  • Serving as the primary point of contact for departments of insurance

  • Managing the compliance component of onboarding new distribution partners

  • Partner with underwriting, operations, and technology to ensure regulatory requirements are contemplated and addressed appropriately as we launch new products, experiences and processes

  • Designing process and conducting internal and external audits (e.g. insurance carrier audits, distribution partner audits, regulatory and financial audits)

  • When appropriate identify and partner with external compliance vendors to help manage the processes

  • Monitoring risk-management activities, including third party risk management, privacy and data security, helping the group identify and manage emerging risks, and supervising work related to AML, corruption and fraud detection


  • You have 10-15 years of experience with an insurance producer or Property & Casualty insurer in a compliance related function

  • You have in depth experience managing and empowering a compliance team

  • You are knowledgeable with regulatory best practices applicable to a producer operating nationally.

  • You have strong research and analytical skills

Additional Information


  • As Attune grows, the level of responsibility will with it. The number of external parties will grow, our compliance requirements will grow, etc.

  • As we look to innovate products and how we deliver them to the end customer, this individual will not to chart the regulatory path required to achieve that path. Likely will result in unique industry expertise and experience

  • As needs grow, this person will need to hire and grow a support team.

What we offer you:

  • An opportunity to change the small business landscape.
  • A great working environment that lives continuous improvement and encourages sharing ideas and taking risks to find better ways of doing things.
  • A culture that promotes great relationships both inside the office and outside through activities in our community and company sponsored intramural clubs and events.
  • Equity compensation.
  • Medical and 401(k) matching from day one.
  • Fully stocked kitchens with free snacks & drinks.

Attune Insurance Services, LLC is an Equal Opportunity/Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, or protected Veteran status.

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Technology we use

  • Engineering
    • JavaLanguages
    • JavascriptLanguages
    • SqlLanguages
    • jQueryLibraries
    • AngularJSFrameworks
    • ExpressFrameworks
    • Node.jsFrameworks
    • SpringFrameworks
    • Angular 5Frameworks
    • Microsoft SQL ServerDatabases
    • PostgreSQLDatabases
    • RedisDatabases


40 Exchange Place, New York, NY 10005

An Insider's view of Attune

What’s the vibe like in the office?

With one word, it would be "fast-moving." The culture is incredibly collaborative, with everyone relying on each other to drive company growth. Teamwork and adaptability are table-stakes. Your efforts will truly have an impact on the direction of Attune. All employees rely on each other, and feed off of each others' energy.


Sales Development Representative

What projects are you most excited about?

My favorite thing is to help our team members to prep for meeting materials. Sometimes we need a full report with charts and visual aids, but a lot of times just a few bullet points. It’s amazing how we can work across teams to connect the dots and interpret the metrics and make it into an inspiring story to highlight Attune’s success.


BI Analyst

What are Attune Perks + Benefits

Volunteer in local community
Friends outside of work
Eat lunch together
Team owned deliverables
Team based strategic planning
Group brainstorming sessions
Pair programming
Open office floor plan
Dedicated Diversity/Inclusion Staff
Unconscious bias training
Health Insurance & Wellness Benefits
Flexible Spending Account (FSA)
Disability Insurance
Dental Benefits
Vision Benefits
Health Insurance Benefits
Life Insurance
Wellness Programs
Retirement & Stock Options Benefits
401(K) Matching
Company Equity
Performance Bonus
Child Care & Parental Leave Benefits
Generous Parental Leave
Flexible Work Schedule
Family Medical Leave
Vacation & Time Off Benefits
Unlimited Vacation Policy
Generous PTO
Paid Holidays
Paid Sick Days
Perks & Discounts
Casual Dress
Commuter Benefits
Company Outings
Game Room
Our game room includes Ping Pong, Foosball.
Stocked Kitchen
Some Meals Provided
Happy Hours
Professional Development Benefits
Job Training & Conferences
Tuition Reimbursement
Diversity Program
Lunch and learns
Acme Co. hosts lunch and learn meetings once per month.
Cross functional training encouraged
Promote from within
Continuing Education stipend
We offer $2000 annualy for continuing education.
Paid industry certifications
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