Manager of Compliance Monitoring and Testing

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Coinbase has built the world's leading compliant cryptocurrency platform serving over 73 million accounts in more than 100 countries. With multiple successful products, and our vocal advocacy for blockchain technology, we have played a major part in mainstream awareness and adoption of cryptocurrency. We are proud to offer an entire suite of products that are helping build the cryptoeconomy and increase economic freedom around the world.

There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for signals that a candidate will thrive in a culture like ours, where we default to trust, embrace feedback, disrupt ourselves, and expect sustained high performance because we play as a championship team. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people with the desire and capacity to build and share expertise in the frontier technologies of crypto and blockchain, in whatever way is most relevant to their role.

The Coinbase, Inc. Compliance Monitoring and Testing (“CMT”) Group is an independent oversight function that is responsible for the planning and execution of testing and monitoring activities to assess whether the processes and controls supporting the compliance framework are designed and operating effectively. The Coinbase, Inc. CMT Group maintains the global policy and procedure for CMT activity enterprise wide and coordinates with the CMT group in the International Compliance Team to determine global processes, standards, documentation and test plans. The CMT Group collaborates with other members of the Enterprise Risk Management, Compliance, Legal, Internal Audit, and business functions in the execution of its mandate.

The CMT Manager will be responsible for supporting the CMT Senior Manager in the development, management, execution and continued improvement of the CMT Program. The job responsibilities are described below:

What you’ll be doing (ie. job duties):

  • Assist in designing, implementing, and enhancing enterprise-wide CMT Program methodologies and governance documents.
  • Participate in developing a risk-based annual CMT plan in collaboration with Compliance staff in the International, Institutional, Product, Tools and BSA/AML Teams. 
  • Contribute to the creation of periodic reporting for the annual CMT plan progress, results, and status of remediation plans.
  • Perform and manage assigned CMT activities in the life cycle of planning, execution, reporting, and issue remediation, and provide escalation as needed. 
  • Prepare reports on results of CMT activities and work with stakeholders in root cause analysis and remediation plans.
  • Maintain issues and remediation-related information and documentation in a central repository - Archer.
  • Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated.
  • Participate in training and/or awareness materials (as needed) regarding the CMT Program.
  • Stay current on regulatory development and industry events to identify trends and emerging risks impacting Coinbase products and the CMT Program.
  • Conduct other duties as assigned.

What we look for in you (ie. job requirements):

  • Advanced experience of executing CMT program, testing plan, and activities across a diverse range of financial services/products
  • Working knowledge of laws, regulations, risk management practices for financial services
  • Track record of delivering work outcome to budget and meet quality standard
  • Hands-on involvement in developing and producing metrics and reporting 
  • Strong written/verbal communication, critical thinking and problem-solving skills
  • Highly-motivated, analytical, organized, innovative and adaptive
  • Good presentation skills, multi-tasking capability, team-oriented, and a self-starter
  • Proven ability to work collaboratively with global partners in other functional units
  • Flexibility to work extended hours to meet deadlines, when necessary
  • Ability to work with limited direction from management when situations occur
  • Experience in using data extraction and analysis tools (e.g. SQL, Tableau, SAS, Snowflake)
  • Proficient in PowerPoint/Google Slides and Excel/Google Sheets
  • A BA/BS degree in business, finance, and other related fields

Nice to haves:

  • Experience in monitoring and testing third-party vendors 
  • Experience with and/or keen interest in cryptocurrency
  • Experience working across multiple AML systems and programs simultaneously (e.g., experience in combinations of KYC, AML, and Sanctions)
  • Experience with or previous exposure to financial services regulators
  • Professional certifications (e.g. CRCM, CAMS, CIA, CISA, and CICA)

ID: P25290



Commitment to Equal Opportunity

Coinbase is committed to diversity in its workforce and is proud to be an Equal Opportunity Employer.  All qualified applicants will receive consideration for employment without regard to race, color, religion, creed, gender, national origin, age, disability, veteran status, sex, gender expression or identity, sexual orientation or any other basis protected by applicable law. Coinbase will also consider for employment qualified applicants with criminal histories in a manner consistent with applicable federal, state and local law.  For US applicants, you may view Pay Transparency, Employee Rights and Equal Employment Opportunity is the Law notices by clicking on their corresponding links.  Additionally, Coinbase participates in the E-Verify program in certain locations, as required by law.    

Coinbase is also committed to providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation because of a disability for any part of the employment process, please send an e-mail to accommodations@ coinbase.com and let us know the nature of your request and your contact information.  For quick access to screen reading technology compatible with this site click here to download a free compatible screen reader (free step by step tutorial can be found here). Please contact accommodations@ coinbase.com for additional information or to request accommodations.

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