Loan Operations Compliance Manager
1 day ago
Interact with State Regulators, Bonding Companies and Registered Agents.
Assist with annual reports, audits, and licensing renewals and maintenance.
Assist management with the maintenance of a comprehensive regulatory compliance and license management program for key areas of the business, as assigned.
Assist with review of policies, procedures and training to ensure alignment with applicable regulations.
Provide support to assigned business units to provide guidance for mitigating any regulatory impacts identified with respect to new products and services.
Assist management with providing support for the development of documented business controls, designed to mitigate key compliance risks.
Identify and analyze potential risks from all available sources including complaints, vendors, system weaknesses, testing results, and audit results to obtain a holistic view of regulatory risks.