FINRA

HQ
Rockville
Total Offices: 19
5,123 Total Employees
Year Founded: 2007
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FINRA Benefits Overview

Compensation + BenefitsCompany CultureWork-Life Balance + WellbeingCareer Growth + Development

Compensation + Benefits

Offers 401(K)

Offers life insurance

Offers supplemental life insurance

Offers accidental death & dismemberment insurance

Offers disability insurance

Offers charitable contribution matching

Offers occupational accident insurance

Offers retiree health & medical

Provides adoption assistance

Provides family medical leave

Provides fertility benefits

Offers childcare benefits

Offers generous parental leave

Offers dental insurance

Offers health insurance

Offers mental health benefits

Offers dependent care

Offers Flexible Spending Account (FSA)

Offers vision insurance

Offers Health Savings Account (HSA)

Offers performance bonuses

Offers employee discounts

Company Culture

Provides commuter benefits

Provides a mobile phone discount

Provides free snacks and drinks

Offers legal assistance

Utilizes a flexible work schedule

Offers a remote work program

Offers diversity-based Employee Resource Groups

Work-Life Balance + Wellbeing

Offers company-sponsored outings

Offers gym membership

Offers an Employee Assistance Program (EAP)

Offers generous PTO

Provides paid holidays

Provides bereavement leave

Offers unpaid extended leave

Offers paid volunteer time

Provides paid sick days

Provides military leave

Career Growth + Development

Provides customized development tracks

Job training & conferences

Provides tuition assistance

Recently posted jobs

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FINRA

Associate Principal Analyst, Customer Order Handling

23 Hours AgoSaved
Hybrid
14 Locations
Financial Services
Conducts securities market surveillance reviews to identify unusual trading activity and potential violations of FINRA, federal, and client rules. Responsibilities include researching regulations, documenting findings, preparing reports, referring cases for investigation, supporting surveillance analytics and process improvements, and coaching colleagues. The role also involves special projects, industry monitoring, and collaboration across Regulatory Operations in a hybrid environment.
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FINRA

Senior Analyst, Manipulation

YesterdaySaved
Hybrid
14 Locations
Financial Services
Conducts securities-market surveillance reviews to identify unusual trading activity and potential violations of federal, FINRA, MSRB, and client rules. Analyzes trading activity, documents investigations, drafts regulatory updates, presents findings, and supports the development and enhancement of surveillance analytics, tools, and processes. The role also participates in cross-functional initiatives and special projects within Regulatory Operations.
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FINRA

Associate Principal Analyst, Risk Monitoring

6 Days AgoSaved
In-Office
14 Locations
Financial Services
Conducts risk monitoring and ongoing assessments of FINRA member firms, including complex and elevated-risk organizations. Analyzes regulatory intelligence, financial data, business models, and industry risks; communicates findings and recommends regulatory responses. Collaborates across departments, supports technology initiatives and special projects, and mentors entry-level staff. The role requires applying securities regulations, assessing risks such as fraud, money laundering, and market risk, and reporting trends to senior management in a hybrid work environment.
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