Broker Dealer Finop / Sr Accounting Manager

Job description

Headquartered in New York City, Republic is a global financial firm operating a full-stack private investment platform for regulated digital assets, covering primary issuance through secondary trading. Republic’s full-stack spans private market investing for both retail and institutional investors, wallet infrastructure, enterprise digital advisory, asset management and more. With a deep track record of legal and technical innovation, Republic is known for opening retail access to new asset classes across venture, film, sports, private equity and now pre-IPO opportunities. Backed by Valor Equity Partners, Galaxy Interactive, HOF Capital, AngelList and other leading institutions, Republic boasts a global portfolio of over 2,000 companies and a community of nearly three million members in over 150 countries. More than $3 billion has been deployed through investment platforms, funds, and firms within the Republic family of companies with operations established in the US, the UK, EU, the UAE and South Korea.

Job Responsibilities

Broker Dealer:

· Prepare regulatory filings (FINRA Focus, SSOI, Form Custody, Schedule 1, SIPC).

· Manage year-end audited 17a-5 financials and external audit engagements.

· Ensure compliance with SEC, FINRA, and other regulations, including capital compliance.

· Oversee journal entries, balance sheet reconciliations, and liquidity management.

· Handle ad hoc requests and regulatory inquiries.

· Stay updated on regulatory laws and best practices.Accounting:

· Maintain accurate financial records, including general ledger entries and reconciliations.

· Prepare monthly, quarterly, and annual financial statements per GAAP.

· Conduct bank reconciliations and resolve discrepancies.

· Support budgeting, forecasting, and variance analysis.

· Collaborate with external auditors and provide documentation.

Requirements:

· Bachelor’s Degree in Accounting, Finance, or related field.

· Active FINRA Series 27 license.

· 5+ years of accounting experience, including 3 years with a carrying broker-dealer.

· Deep knowledge of broker-dealer financial operations.

· Proficient in accounting software (NetSuite, Oracle) and Microsoft Excel.

· Strong analytical, quantitative, and problem-solving skills.

· Excellent organizational, written, and interpersonal skills with attention to detail.

· Advanced knowledge of GAAP and accounting procedures; seeks process improvements.

· Ability to work independently in a fast-paced environment with competing deadlines.

· Proven ability to resolve complex operational and accounting challenges.

Why Join Republic?

At Republic, you’ll join a dynamic, forward-thinking team revolutionizing the future of finance. We’re not just a workplace - we’re a community of visionaries passionate about creating opportunities and breaking barriers in the investment world.

Here’s why Republic stands out as the ideal place to grow your career:

• Competitive Benefits Package: We provide comprehensive medical, dental, vision, and retirement benefits to enhance your health and work-life balance.
• Wellness Perks: Enjoy wellness programs that include gym memberships, mental health resources, and personalized support to help you thrive both in and out of the workplace.
• Flexible PTO: We support your work-life balance with a flexible PTO policy tailored to your needs.
   

Join Republic to be part of a culture that celebrates creativity, collaboration, and impact. Here, your contributions will shape the future of private investing while you grow professionally in an environment that values your unique perspective.

Equal Opportunity Statement: Republic is an Equal Opportunity Employer, committed to diversity and inclusion. Employment decisions are based on merit and business needs, without regard to race, color, religion, sex, gender identity, sexual orientation, national origin, age, disability, veteran status, or other protected characteristics. We provide reasonable accommodations for qualified individuals with disabilities and disabled veterans.

Compensation: Base salary $180,000–$200,000/year. Eligible for discretionary bonus and equity grants, based on skills, experience, and location.