Clearing Firm Executive

About Us:-

Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum has relied on its strong diverse team to build the required tools to service digital asset securities. To date, Prometheum has built multiple digital asset security broker-dealers traversing novel areas and a large technology stack (intersecting trading, blockchain, compliance, etc.). As we continue growing, we are looking for hardworking and devoted  individuals that want to contribute to our efforts as we traverse new and exciting areas. 

Role:- 

Clearing Firm Manager/Executive - Full Time W2
Location:-
New York City, NY
Salary:-
$250,000 - $400,000

Responsibilities:-

• Help build a full service digital asset securities correspondent clearing firm. 

• Provide leadership and serve as the key point of escalation for internal stakeholders, clearing brokers, custodians, and external vendors as it relates to correspondent clearing.

• Assist in the strategy and ideation of clearing products and structure

• Manage and analyze clearing or related agreements, understanding variations across counterparties and legal entities, and advising on operational and strategic implications

• Maintain strong awareness of industry best practices, emerging market structures, and evolving regulations.

• Provide support for internal audits, regulatory inquiries, and compliance tasks.

• Help strategize and build the design, implementation, and continuous improvement of products, processes, controls, and systems to support business growth and regulatory compliance

• Collaborate with internal stakeholders on correspondent clearing business and regulatory requirements

• Complete special projects as assigned for presentation to senior management and external boards

• Partner with compliance and risk teams to ensure all operational activities align with FINRA, SEC, and other applicable regulatory frameworks

• Collaborate with executive leadership to identify and mitigate risks, resolve escalations, and ensure seamless client service delivery

Qualifications:-

• Minimum 10 years of experience in finance and clearing operations with a track record of increased responsibilities.

• Experienced clearing firm manager/executive with industry experience in all aspects of the correspondent clearing services business on a fully disclosed and omnibus basis.

• Bachelor’s degree in finance, accounting or business required

• Strong problem-solving and organizational skills

• Strong industry knowledge and network 

• Excellent verbal and written communication skills

• Extensive knowledge of Federal Securities Laws and FINRA rules.

• Highly detail-oriented, organized, and able to manage multiple priorities in a dynamic, fast-paced environment.

• Proven ability to prioritize effectively against complex business demands and deliver on multiple priorities

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Benefits:-

• Competitive salary based on experience

• Stock options.

• Excellent benefits including:- Health, Vision & Dental Insurance

Prometheum is an equal opportunity employer.

For questions around this or other employment opportunities with Prometheum please contact [email protected]