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Man Group

Compliance Associate

Reposted 12 Days Ago
Easy Apply
In-Office
New York, NY, USA
70K-80K Annually
Entry level
Easy Apply
In-Office
New York, NY, USA
70K-80K Annually
Entry level
As a Compliance Associate, you will conduct compliance testing, maintain databases, assist with regulatory filings, manage documents, and support operational tasks.
The summary above was generated by AI

About Man Group

Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent.

Headquartered in London, we manage $227.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com

* As at 31 December 2025

Specific Responsibilities

  • Conduct monthly, quarterly and annual compliance testing and monitoring
  • Creating and maintaining databases and checklists for the Legal and Compliance team workflow
  • Help with the preparation of regulatory filings and run various email review processes
  • Assist with the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage)
  • Opening of new funds and counterparty accounts
  • Document management and recordkeeping
  • Ad hoc projects in coordination with priorities across the firm
  • Operational and administrative tasks

Key Competencies

  • B.S. degree in Finance / Economics preferred, but not required; strong academic credentials
  • Knowledge of MS Word and Excel
  • Keen attention to detail
  • Strong problem solving and organizational skills and ability to multi-task in a fast-paced environment
  • Sound judgment in confidential situations
  • Dependable, flexible, collaborative, and a proactive team player
  • Strong interpersonal skills and enthusiasm for the work

The anticipated based salary range for this position is listed below. Compensation packages would also include benefits and a discretionary bonus. This is the base salary range that the Company believes it will pay for this position at the time of this posting based on the location and requirements of the position as well as the skills, qualifications, and experience of the applicant.  The Firm reserves the right to modify this pay range at any time.

US Pay Range
$70,000$80,000 USD

Inclusion, Work-Life Balance and Benefits at Man Group
You'll thrive in our working environment that champions equality of opportunity. Your unique perspective will contribute to our success, joining a workplace where inclusion is fundamental and deeply embedded in our culture and values. Through our external and internal initiatives, partnerships and programmes, you'll find opportunities to grow, develop your talents, and help foster an inclusive environment for all across our firm and industry. Learn more at www.man.com/diversity.
You'll have opportunities to make a difference through our charitable and global initiatives, while advancing your career through professional development, and with flexible working arrangements available too. Like all our people, you'll receive two annual 'Mankind' days of paid leave for community volunteering.

Our comprehensive benefits package includes competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Depending on your location, you may also enjoy additional benefits such as private medical coverage, discounted gym membership options and pet insurance.

Equal Employment Opportunity Policy

Man Group provides equal employment opportunities to all applicants and all employees without regard to race, color, creed, national origin, ancestry, religion, disability, sex, gender identity and expression, marital status, sexual orientation, military or veteran status, age or any other legally protected category or status in accordance with applicable federal, state and local laws.

Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact [email protected].


Top Skills

Excel
Ms Word
HQ

Man Group New York, New York, USA Office

452 Fifth Avenue, 27th floor, New York, NY, United States, 10018

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