Internal Audit & Risk Advisory Manager

• You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry

• You will have the flexibility to manage your days in support of our commitment to work/life balance

• You will join a culture that has received multiple top “Places to Work” awards

  • We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions

  • We understand that embracing our differences is what unites us as a team and strengthens our foundation

  • Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best work

• Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients. Could also get involved in life sciences and national security engagements.

• Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client’s management 

• Prepare scoping and risk assessments or Internal Audit using a risk base methodology 

• Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary 

• Lead other types of consulting engagements such as Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects as necessary 

• Maintain client relationship and tailor the engagement to meet the client’s needs and expectation and maintain overall responsibility for the profitability of engagements within the client portfolio, track budget to actual results 

• Demonstrate knowledge and experience through ability to identify and solve issues with the client and Partner  

• Review work from both big picture and detail perspectives, and work product requires little to no updates from senior colleagues after submission  

• Take full ownership of the client relationship, beyond the lifecycle of the current project and anticipate changing demands for resources and staffing, removing barriers when necessary  

• May be required to occasionally work extended hours, or travel to/work from different firm offices and/or client locations.

• Professional Certification, such as CIA or CPA required

• Bachelor’s degree in relevant discipline (e.g., Accounting, Auditing, or Related Field) required 

• 5+ years working in internal audit, consulting, advisory services, or a related field, either in professional services or combination professional service organization/industry 

• 3+ years management experience

• Strong financial services exposure including broker dealer, fin tech, RIA, PE, and wealth advisors

• Firm understanding of accounting and audit experience as well as controls

• Demonstrate and apply multi-tasking skills, teamwork and responsibility with engagement team members, and use current technology and tools to enhance the effectiveness of deliverables and services 

• Seek and offers developmental feedback; provide positive as well as constructive feedback on an ongoing basis in real time, both verbal and written 

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