Monitors and audits basic activities within the bank for compliance with policies and regulations, communicates findings, and supports process improvements.
Overview:
Monitors and/or completes audits of activities of a more basic nature within an assigned area of the Bank to ensure adherence to internal policies, processes and external regulations. Communicates findings to appropriate parties to mitigate recurring issues of the same nature.
Primary Responsibilities:- Monitor and/or complete audits of activities of a more basic nature within an assigned area of the Bank to ensure adherence to established internal policies and processes and external regulations.
- Identify issues of non-compliance and communicate to appropriate parties as well as the individual employee as warranted to prevent future recurrence.
- Maintain records of discovered deficiencies to support reporting and trend analyses of activities.
- Develop and maintain a current knowledge of the policies, processes and regulations affecting monitoring and/or auditing activities to ensure validity of analyses and findings.
- Identify potential areas for process or procedural improvements.
- Participate in more complex monitoring and/or audit of activities as requested.
- Understand and adhere to the Company’s risk and regulatory standards, policies and controls in accordance with the Company’s Risk Appetite. Identify risk-related issues needing escalation to management.
- Promote an environment that supports belonging and reflects the M&T Bank brand.
- Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.
- Complete other related duties as assigned.
This role monitors and/or completes audits of activities of a more basic nature, often focusing on call monitoring.
Supervisory/Managerial Responsibilities:Education and Experience Required:Associates' degree and a minimum of 1 years' work experience in the area supported, or in lieu of a degree a combined minimum of 3 years' higher education and/or work experience, including a minimum of 1 years' work experience in the area supported
Proven analytical skills
Proven verbal and written communication skills
Prior experience with pertinent spreadsheet, word processing, database and presentation software
Detail-oriented
Education and Experience Preferred:Bachelor's degree
Prior experience providing written or verbal feedback
Physical Requirements:N/A
M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $20.55 - $34.25 Hourly (USD). The successful candidate’s particular combination of knowledge, skills, and experience will inform their specific compensation.LocationGetzville, New York, United States of AmericaTop Skills
Database Software
Presentation Software
Spreadsheet Software
Word Processing Software
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