Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial future. Our vision has always been to empower individual investors with the tools and resources they need to succeed financially. This commitment remains at the heart of everything we do. From low-fee trading and robust market data to advanced analytical tools, we are committed to providing a seamless, top-tier trading experience.
About The Role & Team
We are seeking an experienced regulatory reporting professional to join our Broker-Dealer Regulatory Reporting team. This role offers the opportunity to work closely with business leaders, finance partners, operations, and external stakeholders to support a dynamic prime brokerage platform.
If you thrive in a highly technical, analytical environment and enjoy serving as a trusted regulatory advisor, this role offers meaningful impact and visibility across the organization.
In This Role, You Will
- Regulatory Reporting & Compliance
- Ensure ongoing compliance with SEA Rule 15c3-1 and 15c3-3 requirements
- Prepare aspects of daily and month-end Net Capital and Customer Reserve computations
- Assist in preparing weekly customer reserve calculations
- Participate in the preparation of monthly FOCUS reporting packages
- Support SEC and FINRA supplemental financial reporting
- Assist with monthly, quarterly, and ad hoc financial/statutory reporting
- Prime Brokerage Support
- Act as a subject matter expert on capital and reserve regulations
- Support and/or lead regulatory reporting for prime brokerage activities
- Determine capital impacts of new initiatives and strategic business decisions
- Incorporate impacts into forward-looking capital forecasts and plans
- Serve as a trusted regulatory advisor to the prime brokerage business
- Business Partnership & Analysis
- Work closely with business leaders, finance partners, and operations
- Break down strategic problems and analyze data to provide actionable insights
- Integrate financial and operational data to enhance efficiency and reporting
- Recommend and implement solutions based on regulatory and financial analysis
- Report financial results and regulatory metrics to senior management
- Governance & Oversight
- Liaise with regulatory examination teams and external auditors
- Participate in month-end close processes
- Contribute to special projects and process improvement initiatives
- Build and maintain relationships with internal and external stakeholders
The Skills You Bring
- Bachelor’s degree in Accounting, Finance, or related field
- 6+ years of experience in broker-dealer regulatory reporting
- Active Series 27 (Financial and Operations Principal)
- Strong working knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 (Net Capital Rule) and SEA Rule 15c3-3 (Customer Protection Rule)
- Hands-on experience preparing daily Net Capital and Customer Reserve computations
- Experience with monthly and quarterly FINRA reporting (FOCUS reporting)
What Makes You Stand Out
- Oracle Cloud accounting experience
- Financial controls and SOX experience
- Strong analytical and problem-solving skills
- Ability to interpret regulations and apply them to business initiatives
- Experience working independently and handling complex, non-routine issues
Why Webull?
Webull is more than a fintech company—we’re a global community of innovators, collaborators, and trailblazers. Headquartered in St. Petersburg, FL, Webull operates in 14 regions worldwide, serving over 20 million users. At Webull, your ideas matter, your voice is heard, and your work makes a real impact.
Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:
- Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
- Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
- Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
- Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
- Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
- Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.
This role is based in our NY Wall Street office (44 Wall Street, NYC), where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we’re committed to fair, equitable, and transparent compensation. The base salary range is $110,000 - 135,000 annually, plus a discretionary bonus and full benefits. Final offers consider experience, location, and relevant qualifications.
EEOC Statement
Webull is an equal opportunity employer. We’re committed to building a diverse and inclusive team where all backgrounds, perspectives, and talents are valued.
Top Skills
Webull Financial New York, New York, USA Office
New York, NY, United States
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