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Voya Financial

Senior Paralegal

Reposted 11 Days Ago
Be an Early Applicant
In-Office
5 Locations
63K-106K Annually
Senior level
In-Office
5 Locations
63K-106K Annually
Senior level
The Senior Paralegal will manage SEC filings, coordinate with attorneys and compliance, ensure regulatory adherence, and support document production in a legal function focused on annuity products.
The summary above was generated by AI

Together we fight for everyone’s opportunity for a better financial future.

We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage – Apply Now

Get to Know the Opportunity:

This position supports the Workplace Solution legal function, with particular emphasis on SEC filings for annuity products. The senior paralegal will work closely with other paralegals, staff and external counsel, compliance personnel, and business partners.  Work may range in complexity depending upon the nature of the products and changes to regulatory requirements.

The Contributions You'll Make:

  • Responsible for project management and preparation of annual post-effective updates and supplementary filings for group variable annuity product registration statements in compliance with the 1933 Act and 1940 Act using Form N-4; incorporate edits, organize and review documents to meet SEC filing deadlines technical requirements.
  • Experience with initial and updating summary prospectuses (ISPs and USPs) in accordance with SEC Rule 498A.
  • Maintain internal calendar to meet timelines for annual registration statement filings.
  • Draft communication to regulators and liaison with the corporate secretary’s office to establish Power of Attorneys, as well as coordinate director and officer information.
  • Coordinate with the investment management counterparts to properly disclose any fund changes, mergers or liquidations. Conduct periodic quality audits of fund information contained in prospectuses to ensure adherence to SEC requirements.
  • Liaison with staff attorney, external counsel, business units, compliance and actuaries/pricing to ensure language and information is accurately incorporated.
  • Capable of delivering a high volume of work with aggressive timelines in a highly regulated environment.
  • Evaluate potential process efficiencies, including the use of AI, etc.
  • Oversee document productions to ensure relevant documents are securely transmitted to external entities using the proper technical specifications.
  • Support other filing requirements, as needed.  

Knowledge & Experience:

  • Bachelor’s degree
  • Paralegal certification, preferred, but not required
  • 5+ years of experience 
  • Possess strong attention to detail and organizational skills.
  • Excellent verbal and written communication skills
  • Demonstrates problem solving skills.
  • Willingness to learn and be an effective team player.
  • Basic knowledge of federal securities law with a focus on the annuity line of business.
  • Experience with the SEC’s EDGAR database and EDGAR Next

#LI-IB1

Compensation Pay Disclosure:

Voya is committed to pay that’s fair and equitable, which means comparable pay for comparable roles and responsibilities.

The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Voya Financial is willing to pay at the time of this posting.

Actual compensation offered may vary from the posted salary range based upon the candidate’s geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

$63,470 - $105,800 USD

Be Well. Stay Well.

Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That’s why we offer an array of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.

What We Offer

  • Health, dental, vision and life insurance plans
  • 401(k) Savings plan – with generous company matching contributions (up to 6%)
  • Voya Retirement Plan – employer paid cash balance retirement plan (4%)
  • Tuition reimbursement up to $5,250/year
  • Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
  • Paid volunteer time — 40 hours per calendar year

Learn more about Voya benefits (download PDF)

Critical Skills

At Voya, we have identified the following critical skills which are key to success in our culture:

  • Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
  • Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.
  • Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills

Equal Employment Opportunity

Voya Financial is an equal-opportunity employer. Voya Financial provides equal opportunity to qualified individuals regardless of race, color, sex, national origin, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.

Reasonable Accommodations

Voya is committed to the inclusion of all qualified individuals. As part of this commitment, Voya will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please reference resources for applicants with disabilities.

Misuse of Voya's name in fraud schemes

Top Skills

Edgar Database
Edgar Next
Form N-4
Sec Filings
Sec Rule 498A
HQ

Voya Financial New York, New York, USA Office

230 Park Avenue, New York, NY, United States, 10169

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