The Senior Wealth Advisor manages client relationships, delivers wealth management services, and supports growth through referrals and marketing, all in a remote, independent capacity.
This is a remote position.
Senior Wealth Advisor
Fee-Only Registered Investment Advisor Platform
Overview
We are seeking an experienced Senior Wealth Advisor to join a modern, technology-enabled wealth management platform. This role is designed for independent advisors who want to maintain full control of their practice while leveraging institutional-grade technology, marketing, compliance, and operational support to scale efficiently.
Ideal Candidate Profile
This role is intended for active financial advisors currently managing a portable, fee-based book of business with a minimum of $25M in AUM. Candidates should be client-first, growth-oriented, and comfortable operating in an independent or 1099 environment.
Key Responsibilities
- Serve as the primary advisor for a personal book of clients, delivering comprehensive wealth management services
- Manage and grow client relationships across financial planning, portfolio construction, and ongoing advisory services
- Customize client portfolios, including access to traditional and alternative investment solutions
- Retain full ownership and discretion over investment philosophy and client strategy
- Collaborate with internal client service, compliance, and operations teams to ensure a seamless client experience
- Actively grow the practice through referrals, marketing initiatives, and personal business development strategies
Platform Support Provided
- Unified, proprietary technology platform integrating CRM, operations, compliance, and marketing
- Built-in compliance and risk management services allowing advisors to focus on client relationships
- Dedicated client service and operational support for day-to-day account management
- Marketing support including digital campaigns, content, and SEO with compliance oversight
- Multi-custodial infrastructure with leading custodians
- Remote-first operating model with optional access to flexible office space
Compensation & Structure
- Independent contractor (1099) structure
- Compensation customized based on advisor production and preferences
- Revenue participation with potential equity upside
- No forced product sales or proprietary investment requirements
Requirements
- Minimum $25M in portable, fee-based AUM
- Active Series 65 or equivalent registration
- Proven experience advising high-net-worth or mass affluent clients
- Strong client relationship management and business development skills
- Entrepreneurial mindset with the ability to operate independently
Benefits
Firm Characteristics
- Fee-only registered investment advisory platform
- Multi-custodial model
- Remote and flexible work environment
- Venture-backed, growth-stage firm
Why This Role
This opportunity is ideal for advisors who want autonomy without isolation. You keep control of your clients and investment decisions while gaining the infrastructure, technology, and support typically only available at much larger firms.
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