Easy Apply
Easy Apply
The Staff Internal Auditor at SoFi conducts audits across the bank, leveraging data analytics and ensuring compliance with internal controls and regulations. This role involves testing controls, preparing reports, and managing multiple projects while fostering cross-functional relationships.
Employee Applicant Privacy Notice
Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role
SoFi is seeking a Staff Internal Auditor to join our Internal Audit team, reporting to
the Internal Audit Manager. You’ll conduct audits and reviews across SoFi Bank, SoFi Securities, and/or SoFi Technologies. Internal Audit isn’t just about checking the boxes, we’re a strategic partner that helps SoFi grow safely and smartly. This hands-on role involves testing controls and documenting work in line with audit standards. You should have a proven ability to build relationships/partnerships and work cross-functionally to drive time-sensitive deliverables.
What you’ll do:
- Audit Execution
- Identify and analyze risks, plan and prioritize audit work
- Conduct process interview walkthroughs, observe operations, document and analyze procedures and controls
- Perform audit tests and prepare workpapers
- Perform issue follow-up, including validation testing of corrective actions
- Reporting and Communication
- Develop audit recommendations and review issues with appropriate management
- Assist in developing formal written reports for management and stakeholders
- Prepare summaries of audit findings
- Tools and Learning
- Utilize data analytics and tools during audits
- Continue to grow knowledge of auditing, financial services, and technology through self-study and continuing education
- Other Responsibilities
- Work on multiple projects simultaneously while meeting deadlines
- Execute special assignments and other duties as assigned
- Some travel may be required
What you’ll need:
- Bachelor's degree in Accounting, Finance, Information Systems, Economics or a related field
- Minimum of 1 year of external audit, internal audit, or related experience with knowledge of general internal controls, risk management, and/or consumer regulatory compliance
- Possessing or striving for professional certification(s)(e.g. CPA, CISA, CIA, CRCM, etc.) - One professional certification must be obtained within 12 months of hire date
- Strong critical thinking skills and unrelenting curiosity
- Understanding of audit standards, internal controls, risk assessments, and the COSO framework.
- Ability to work independently with limited daily supervision and meet deadlines.
- Ability to navigate through ambiguity, manage and coordinate multiple project assignments simultaneously, accept ownership and accountability for projects, and deliver on commitments.
- Strong written and verbal communication skills, and experience preparing reports and presentations.
- Ability to build strong relationships, curiosity, and a positive attitude
Bonus points if you have:
- Experience with audit engagement planning, executing, and reporting
- Background in Compliance, Risk, Legal, Banking, or Internal Audit
- Familiarity with the FRB, OCC, FDIC, and CFPB regulatory examination procedures
- Experience with AuditBoard, Tableau, Snowflake, or similar platforms
Compensation and Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.The Company hires the best qualified candidate for the job, without regard to protected characteristics.Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.New York applicants: Notice of Employee RightsSoFi is committed to an inclusive culture. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email [email protected].Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.Internal Employees
If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.
Top Skills
Auditboard
Snowflake
Tableau
SoFi New York, New York, USA Office
Our New York office, located in the meat-packing district, provides an open work environment and is a hub for our finance teams. Our large conference, flexible work spaces, huddle rooms, and shared community areas allows our teams to openly collaborate while looking at some spectacular views.
Similar Jobs at SoFi
Fintech • Mobile • Software • Financial Services
As a Staff Auditor, you will conduct audits related to SoFi's crypto initiatives, assess risks, prepare reports, and use data analytics.
Top Skills:
AlteryxAuditboardCryptoPaymentsSnowflakeTableau
Fintech • Mobile • Software • Financial Services
The Director of L&D is responsible for creating a scalable learning ecosystem for Operations employees, focusing on training, development, and data-driven strategies to enhance customer experience.
Top Skills:
AIData AnalysisInstructional DesignLearning Management Systems
Fintech • Mobile • Software • Financial Services
Lead a team of software engineers to develop and deliver high-quality software solutions for loan origination, overseeing project execution and team performance.
Top Skills:
Ci/CdDatadogGraphQLJavaKafkaKotlinKubernetesSpring BootTypescript
What you need to know about the NYC Tech Scene
As the undisputed financial capital of the world, New York City is an epicenter of startup funding activity. The city has a thriving fintech scene and is a major player in verticals ranging from AI to biotech, cybersecurity and digital media. It also has universities like NYU, Columbia and Cornell Tech attracting students and researchers from across the globe, providing the ecosystem with a constant influx of world-class talent. And its East Coast location and three international airports make it a perfect spot for European companies establishing a foothold in the United States.
Key Facts About NYC Tech
- Number of Tech Workers: 549,200; 6% of overall workforce (2024 CompTIA survey)
- Major Tech Employers: Capgemini, Bloomberg, IBM, Spotify
- Key Industries: Artificial intelligence, Fintech
- Funding Landscape: $25.5 billion in venture capital funding in 2024 (Pitchbook)
- Notable Investors: Greycroft, Thrive Capital, Union Square Ventures, FirstMark Capital, Tiger Global Management, Tribeca Venture Partners, Insight Partners, Two Sigma Ventures
- Research Centers and Universities: Columbia University, New York University, Fordham University, CUNY, AI Now Institute, Flatiron Institute, C.N. Yang Institute for Theoretical Physics, NASA Space Radiation Laboratory
