Manage institutional client onboarding, account openings, periodic refreshes, maintenance, and offboarding. Partner with sales, trading, clearing, investment banking, securities finance, client service, legal, and compliance teams. Ensure adherence to CFTC, FINRA, SEC, AML, KYC, BSA, USA PATRIOT Act, and FinCEN requirements while building strong client and internal relationships and improving prime brokerage onboarding processes.