Teams at BMO

Support and administer Swap Dealer and Security-Based Swap Dealer compliance program: perform risk assessments, monitoring, testing and surveillance; advise business on regulatory developments and new products; identify and remediate compliance gaps; maintain compliance reporting and data analysis; interact with auditors/regulators and provide guidance to first line of defense.

The VP of Capital Markets Supervision manages regulatory risk, ensures compliance, and oversees supervisory controls in US Investment Banking.

The VP, Risk Portfolio Control is responsible for risk metrics, adherence to the Risk Appetite Statement, and communication within Capital Markets, ensuring accurate and timely risk reporting.