Teams at Fidelity Investments

The Senior Compliance Advisor supports trading desks with compliance guidance, develops procedures and documentation, and manages regulatory inquiries, ensuring adherence to regulations.

The Senior Compliance Consultant advises large clients on aligning retirement benefit programs with business objectives while ensuring regulatory compliance. Responsibilities include strategic discussions, project development, and maintaining client relationships.

Consult with large defined contribution clients on retirement benefit programs, aligning strategies with business objectives under ERISA regulations, while managing multiple projects and fostering team collaboration.