Teams at Northern Trust

Lead and deepen client relationships for high-net-worth individuals and families, coordinate multi-disciplinary wealth management services, drive organic growth, source new relationships, develop tailored financial strategies, and ensure seamless delivery of banking, investment, tax, estate, and advisory solutions.

Review global asset management marketing materials for compliance with SEC and FINRA rules; advise business partners; lead and develop the Marketing Compliance team; monitor procedures, identify and document compliance risks; respond to regulatory inquiries; develop reports; deliver training; coordinate compliance initiatives and support project work with management.

Support high‑net‑worth client relationships by collecting and analyzing financial data, preparing customized wealth plans and presentations, conducting research on planning and tax strategies, coordinating service execution with internal teams, producing advanced Excel analyses, and supporting client meetings and mentoring junior staff.