Teams at Oppenheimer & Co. Inc.

Monitor client accounts for compliance with Regulation T and FINRA Rule 4210, manage securities and cash movements, review margin activity, perform manual calculations and audits, and identify risk concerns. Resolve branch and client issues, handle margin calls and liquidations, support complex options activity, coach junior staff, collaborate with operations and risk teams, and provide high-quality client service.

Develop and grow relationships with Financial Advisors across the Northeast, driving adoption of asset management investment solutions and regional asset growth. Responsibilities include territory planning, consultative sales, portfolio reviews, advisor education, investment platform expertise, market insights, relationship management, and business development. The role requires approximately 25% to 50% travel throughout the region and is based in New York City.

Conduct biotechnology equity research by building financial models and market trackers, performing fundamental analysis and due diligence, writing investment research reports, developing industry surveys, and assessing competitors. The role involves attending scientific and medical conferences, engaging with company management and key opinion leaders, and communicating with clients, sales, and trading teams. Associates must develop financial, valuation, accounting, quantitative, and biotechnology expertise while pursuing required FINRA licenses.