Teams at Wellington Management

Review and advise on marketing materials for registered funds to ensure compliance with Investment Company Act, SEC Marketing Rule, FINRA Rule 2210, and Rule 482. Draft disclosures, conduct compliance testing, monitor regulatory developments, assess marketing compliance risks, coordinate with global compliance teams, deliver training, maintain policies and applications, and support examinations and stakeholder communications.

Lead and optimize financing for private credit with focus on commercial real estate debt. Manage financing outreach, negotiate repo/warehouse/subscription and loan-on-loan structures, coordinate post-close compliance, maintain covenant tracking, support operational/process design, and build lender and investor relationships across internal stakeholders.

Support investor services operations for an asset manager, including transaction processing, account maintenance, reconciliations, client reporting and communications, compliance support, and collaborating with investment and operations teams to improve processes.