ICONMA Logo

ICONMA

Legal Compliance Professiona

Posted 2 Months Ago
Be an Early Applicant
In-Office
New York, NY, USA
Senior level
In-Office
New York, NY, USA
Senior level
Perform full content reviews of ~2,000 policies and WSPs for GWIM and GBAM to identify gaps. Draft, amend, gain approvals for, and publish new and revised policies and procedures. Work within corporate processes and hierarchies; leverage accounting and finance experience. JD degree is a plus.
The summary above was generated by AI
Company Description

Our Unique Capabilities

We have a unique ability to provide a full spectrum of Staffing Services and Solutions including: Staff Augmentation (Contract, Contract-to-Hire, Direct Hire); Bulk Buy Staff Augmentation; Offshore Staff Augmentation; Payroll Services; Consulting (Project Delivery, SOW), etc.

Our Staff Members

Our in-house team offers a broad range of Information Technology, Engineering, Accounting/ Finance, Scientific/Clinical, Professional, Mortgage, Administrative/Office, Call Center, Human Resources, and Marketing/Creative expertise.

Our Recruiting

Management and staff members at ICONMA understand that our greatest assets are our highly skilled and professional consultants. Because of this, we have created a work environment which fosters career development, stability and personal growth. The result for our customers’ is a knowledgeable and stable consulting staff whom they can depend on to operate more productively and to improve profitability, top-line growth, customer service, and cost management.

Job Description

Legal Compliance Professional
Location: New York, NY
Duration: 16-17 months
Description:
Compliance Professionals with 5+ years Compliance/Regulatory Policy related experience in the financial services industry. A team is required to begin full content reviews of approx. 2000 policies and WSPs for GWIM and GBAM to determine gaps. New Policies will need to be written, approved and published in GWIM. Amendments to existing policies and possible new policies/wsps and procedures will also be required to be written, approved, and published in GBAM.
JD degree is a plus.

Qualifications

 5+ years Compliance/Regulatory Policy related experience in the financial services industry

Additional Information

Accounting and Finance experience required. Ideal experience is mix of agency and corporate so that they know how to work within the corporate structure (processed and hierarchy).

ICONMA East Brunswick, New Jersey, USA Office

East Brunswick, United States, 0

ICONMA New York, New York, USA Office

New York, United States

Similar Jobs

13 Minutes Ago
Remote or Hybrid
United States
145K-196K Annually
Senior level
145K-196K Annually
Senior level
Artificial Intelligence • Cloud • Information Technology • Sales • Security • Software • Cybersecurity
Manage and mentor Product Managers while guiding product strategy, prioritization, roadmap execution, and lifecycle management for Rapid7’s cybersecurity platform. Partner with Product, Engineering, UX, executives, customers, and cloud ecosystem partners to define requirements, launch features, analyze usage and feedback, and drive market impact. The role also promotes AI-enabled product management practices, customer-centric decision-making, cross-functional alignment, and development of high-performing global teams.
Top Skills: Artificial IntelligenceCloud SecurityVulnerability Management
3 Hours Ago
In-Office or Remote
New York City, NY, USA
122K-190K Annually
Senior level
122K-190K Annually
Senior level
Consumer Web • Healthtech • Professional Services • Social Impact • Software
Lead full-cycle technical recruiting for engineering teams: partner with hiring managers, design sourcing strategies, run searches from intake to offer, use data to diagnose and improve searches, and ensure a structured, inclusive candidate experience while building high-quality pipelines.
3 Hours Ago
Hybrid
New York, NY, USA
15-24 Hourly
Entry level
15-24 Hourly
Entry level
eCommerce • Fashion • Retail • Sales • Wearables • Design
Greet and advise customers, provide styling and product recommendations, drive sales through storytelling, maintain stockroom and POS operations, support team collaboration, and perform light lifting and floor maintenance during flexible retail hours.

What you need to know about the NYC Tech Scene

As the undisputed financial capital of the world, New York City is an epicenter of startup funding activity. The city has a thriving fintech scene and is a major player in verticals ranging from AI to biotech, cybersecurity and digital media. It also has universities like NYU, Columbia and Cornell Tech attracting students and researchers from across the globe, providing the ecosystem with a constant influx of world-class talent. And its East Coast location and three international airports make it a perfect spot for European companies establishing a foothold in the United States.

Key Facts About NYC Tech

  • Number of Tech Workers: 549,200; 6% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Capgemini, Bloomberg, IBM, Spotify
  • Key Industries: Artificial intelligence, Fintech
  • Funding Landscape: $25.5 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Greycroft, Thrive Capital, Union Square Ventures, FirstMark Capital, Tiger Global Management, Tribeca Venture Partners, Insight Partners, Two Sigma Ventures
  • Research Centers and Universities: Columbia University, New York University, Fordham University, CUNY, AI Now Institute, Flatiron Institute, C.N. Yang Institute for Theoretical Physics, NASA Space Radiation Laboratory

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account