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Wells Fargo New York, New York, USA Office
150 E 42nd Street, New York, NY, United States, 10017
Wells Fargo New York, New York, USA Office
500 West 33rd Street Manhattan, New York, NY, United States, 10001
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Lead supervisory oversight of branch practices and financial advisors to ensure compliance with FINRA, SEC, federal and state laws. Implement and monitor policies, conduct ongoing monitoring and reporting, resolve compliance issues, coordinate training and resources, partner with Compliance, Legal and business partners, and manage supervisory staffing and budgeting while mitigating regulatory and operational risk.
Fintech • Financial Services
Provide frontline customer service in-branch: open accounts, process transactions, handle cash/teller duties, identify customer needs, promote products, make referrals, and maintain compliance and risk controls while supporting branch growth.
Fintech • Financial Services
Frontline personal banker who builds customer relationships, opens accounts, handles teller transactions, processes service and credit requests, promotes banking products, uses digital tools, and follows compliance and risk controls while collaborating with branch teammates.
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