JPMorganChase Logo

JPMorganChase

Compliance and Ops Risk Test Senior Specialist - Associate

Posted Yesterday
Be an Early Applicant
Hybrid
San Antonio, TX
Senior level
Hybrid
San Antonio, TX
Senior level
Executes compliance and operational risk testing, evaluates control design and effectiveness, identifies gaps, and drives remediation. Partners with stakeholders across business lines, applies policies and regulatory requirements, improves testing methodologies, and coordinates complex initiatives within established timelines.
The summary above was generated by AI

Join JPMorganChase to drive excellence in compliance and risk management. Leverage your analytical skills and collaborate with cross-functional teams to make a significant impact. At JPMorganChase, you'll be part of a dynamic environment where your contributions are valued and your professional development is prioritized.
As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management. Your expertise in executing tests with precision and accountability will ensure the seamless delivery of quality outcomes. You will be responsible for assessing the control environment, identifying gaps, and driving remediation efforts to mitigate risk. Your analytical thinking and problem-solving skills will be crucial in breaking down complex business objectives into manageable tasks and activities. By collaborating effectively with cross-functional teams and stakeholders, you will contribute to the firm's business objectives and help us maintain our commitment to excellence.
Job responsibilities 

  • Execute testing processes with precision and accountability, ensuring all activities are completed accurately and on time.
  • Assess the control environment to identify gaps, verify controls are properly designed and implemented, and determine control effectiveness.
  • Utilize analytical thinking to systematically organize, compare, and evaluate various aspects of a situation and environment to comprehend and identify key or underlying information. Lead stakeholder engagement across Lines of Business by building strategic partnerships, influencing outcomes, providing constructive challenge, and driving alignment throughout the control evaluation lifecycle. 
  • Interpreting and applying Firmwide policies, regulatory obligation, standards and procedures, CORE guidance within risk, compliance and control testing environments.
  • Propose and implement improvements to current testing methods, contributing to the overall efficiency and effectiveness of the firm's risk management.
 
Required qualifications, capabilities, and skills 
 
  • Minimum of 2 years of experience or equivalent expertise in executing and managing testing processes within a risk and control environment.
  • Proven ability to assess control environments, identify gaps, and drive remediation efforts to mitigate risk.
  • Demonstrated proficiency in analytical thinking, with experience in organizing, comparing, and evaluating various aspects of a situation to identify key information.
  • Familiarity with risk and control frameworks and operational resiliency practices.

  • Experience in proposing and implementing improvements and automation to control testing methods, contributing to the efficiency and effectiveness of risk management processes.

  • Proven track record of effective collaboration with cross-functional teams and stakeholders, with a focus on aligning testing efforts and communicating outcomes.

  • Leading and coordinating complex initiatives through strong project management skills, including planning, prioritization, risk management, and execution within established timelines.

  • Strong written and verbal communication and interpersonal skills.

  • Demonstrated attention to detail.

  • Ability to develop reports in Excel, Alteryx.

About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process. 

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.
HQ

JPMorganChase New York, New York, USA Office

270 Park Avenue, New York, NY, United States, 10017-2014

JPMorganChase New York, New York, USA Office

4 Metrotech Center, New York, NY, United States, 11201

Similar Jobs

16 Minutes Ago
Hybrid
15-20 Hourly
Junior
15-20 Hourly
Junior
eCommerce • Fashion • Retail • Sales • Wearables • Design
Supports store success through customer service, cash wrap and POS operations, product replenishment, shipment processing, stockroom organization, visual merchandising, sales-floor assistance, and loss-prevention compliance. The role requires flexible scheduling, retail experience, fashion awareness, strong communication, attention to detail, basic computer and mobile POS skills, and the ability to lift up to 50 pounds occasionally.
Top Skills: InternetIpadLaptopMobile PosPos SystemsWalkie-Talkie
18 Minutes Ago
Remote or Hybrid
United States
200K-200K Annually
Expert/Leader
200K-200K Annually
Expert/Leader
Professional Services • Software
Leads Growth Marketing and owns enterprise pipeline across demand capture and demand creation motions. Builds integrated, account-based growth programs, aligns Marketing, Sales, Alliances, Customer, and Revenue Operations, and manages BDR, digital advertising, demand generation, analytics, operations, and AI enablement teams. Establishes operating systems, measurement frameworks, and performance reviews while optimizing investment, conversion, pipeline quality, and revenue outcomes. Develops leaders and scales a commercially accountable growth organization in a complex enterprise SaaS environment.
Top Skills: Artificial Intelligence (Ai)Salesforce Lightning Platform
19 Minutes Ago
Hybrid
198K-268K Annually
Senior level
198K-268K Annually
Senior level
Artificial Intelligence • Internet of Things • Semiconductor
Owns secure semiconductor manufacturing test and provisioning on Advantest 93K ATE. Responsibilities include test architecture, SmarTest program development, first-silicon bring-up, characterization, HSIO and structural test integration, hardware coordination, silicon and ATE debug, production release, OSAT deployment, yield improvement, and high-volume manufacturing readiness.
Top Skills: Advantest 93KAteAtpgBertsDdrDftEfuseEmulationHsioLoad BoardsMbistOsatOscilloscopesOtpPattern ConversionPciePhy BistRevision ControlScanSerdesSimulationSmartest 7Smartest 8SocketsUcieWafer Probe Cards

What you need to know about the NYC Tech Scene

As the undisputed financial capital of the world, New York City is an epicenter of startup funding activity. The city has a thriving fintech scene and is a major player in verticals ranging from AI to biotech, cybersecurity and digital media. It also has universities like NYU, Columbia and Cornell Tech attracting students and researchers from across the globe, providing the ecosystem with a constant influx of world-class talent. And its East Coast location and three international airports make it a perfect spot for European companies establishing a foothold in the United States.

Key Facts About NYC Tech

  • Number of Tech Workers: 549,200; 6% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Capgemini, Bloomberg, IBM, Spotify
  • Key Industries: Artificial intelligence, Fintech
  • Funding Landscape: $25.5 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Greycroft, Thrive Capital, Union Square Ventures, FirstMark Capital, Tiger Global Management, Tribeca Venture Partners, Insight Partners, Two Sigma Ventures
  • Research Centers and Universities: Columbia University, New York University, Fordham University, CUNY, AI Now Institute, Flatiron Institute, C.N. Yang Institute for Theoretical Physics, NASA Space Radiation Laboratory

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account