LeafLink Logo

LeafLink

Risk and Compliance Manager

Posted An Hour Ago
Be an Early Applicant
Easy Apply
Remote
Hiring Remotely in United States
105K-130K Annually
Mid level
Easy Apply
Remote
Hiring Remotely in United States
105K-130K Annually
Mid level
Lead risk and compliance activities for a high-risk banking environment: prepare for audits and regulatory exams, draft policies and governance, evaluate internal controls, run risk assessments and gap analyses, maintain training, monitor regulatory changes, and produce KRI/KPI Board-level reporting.
The summary above was generated by AI
About LeafLink

LeafLink is the largest unified B2B cannabis platform, providing licensed cannabis businesses a suite of tools to manage their business more effectively, sell or order from their favorite brands and accelerate growth. We are one platform, one solution and we’re defining the way thousands of cannabis brands, distributors, and retailers streamline their operations. With thousands of brands and retailers across 30+ markets in North America, we are setting the industry standard for how cannabis businesses grow together. LeafLink processes more than $5 billion in wholesale cannabis orders annually.

Our team, backed by funding from leading VC's, including Founders Fund, Thrive Capital, Nosara Capital, and Lerer Hippeau is poised to define the cannabis supply chain through technology.  LeafLink was named one of Inc. 5000’s ‘Top 5000 Fastest-Growing Private Companies’; one of Fast Company's 'Top 10 Most Innovative Companies in Enterprise for 2020', joining the ranks of Amazon, Slack, and VMWare; one of Built In NYC's 'Best Places to Work in 2021'; 2024 Fast Company’s Best WorkPlaces for Innovators for Banking, Finance, and Fintech category; 2024 Green Market Report Award for Best Fintech in cannabis - and we're just getting started!

The Role

LeafLink seeks a highly skilled Risk and Compliance Manager with expertise in high-risk, complex banking environments.  In this role, you will perform critical risk and compliance activities for a fast-moving company, serving as subject matter expert on core regulatory functions.  This is not a routine compliance role – it requires regulatory prowess, a broad compliance acumen, business judgement, and the ability to operate with independence and ambiguity.

What You’ll Be Doing

  • Engaging in audit preparation and readiness activities, responding to audit requests
  • Supporting partner bank pass-through regulatory examinations and due diligence requests
  • Drafting policies and procedures, building out a centralized governance framework
  • Evaluating the effectiveness of internal controls, suggesting enhancements and engaging in effective challenge
  • Managing enterprise training content and ensuring timely completion
  • Monitoring the regulatory landscape for developments that affect LeafLink, its subsidiaries and its partner banks
  • Developing Board-level reporting of KRIs, KPIs and other metrics
  • Conducting enterprise risk assessments and gap analyses

What You’ll Bring to the Team

  • 3-5+ years of experience in a risk and compliance function in a high-growth environment; fintech or cannabis banking is a plus
  • Experience in drafting and maintaining libraries of policies and procedures; building governance infrastructures is a plus
  • Experience with regulatory exam management and audits; managing exams and audits is a plus
  • Ability to identify relevant regulatory and industry changes and translate them into digestible, actionable pieces 
  • Experience in conducting gap analyses and risk assessments
  • Knowledge of KPIs, KRIs and other reportable metrics; experience with Board-level reporting is a plus
  • CRCM certification a plus
LeafLink Perks & Benefits
  • Flexible PTO - you’re going to be working hard so enjoy time off with no cap!
  • A robust stock option plan to give our employees a direct stake in LeafLink’s success
  • 5 Days of Volunteer Time Off (VTO) - giving back is important to us and we want our employees to prioritize cultivating a better community 
  • Competitive compensation and 401k 
  • Comprehensive health coverage (medical, dental, vision) 
  • Commuter Benefits through our Flexible Spending Account

LeafLink’s employee-centric culture has earned us a coveted spot on BuiltInNYC’s Best Places to Work for in 2021 list. Learn more about LeafLink’s history and the path to our First Billion in Wholesale Cannabis Orders here.

Base salary range
$105,000$130,000 USD
HQ

LeafLink New York, New York, USA Office

In the heart of the Financial District, we're accessible to most subway lines, the path train, and ferries, with almost too many lunch options!

Similar Jobs at LeafLink

4 Days Ago
Easy Apply
Remote
United States
Easy Apply
25-28 Annually
Junior
25-28 Annually
Junior
Cannabis • eCommerce • Enterprise Web • Logistics • Payments • Software • Database
Contract operations specialist responsible for high-volume cash intake, wire and ACH processing, reconciliation, exception investigation, compliance with BSA/AML and OFAC, audit support, and process improvement to maintain accurate client account transactions.
Top Skills: AchFedwireFisFiservJack HenryExcelMS OfficeNachaSwift
5 Days Ago
Easy Apply
Remote
United States
Easy Apply
150K-185K Annually
Mid level
150K-185K Annually
Mid level
Cannabis • eCommerce • Enterprise Web • Logistics • Payments • Software • Database
Provide in-house corporate legal support for commercial, regulatory, and governance matters at a fast-growing cannabis SaaS/fintech platform. Draft, review, and negotiate commercial, banking, fintech, data licensing, and technology agreements; advise product, engineering, finance, and GTM teams on compliance, privacy, and risk; build contract templates and playbooks; support board and investor governance; manage outside counsel and regulatory matters.
Top Skills: AIFintechSaaS
6 Days Ago
Easy Apply
Remote
United States
Easy Apply
65K-85K Annually
Mid level
65K-85K Annually
Mid level
Cannabis • eCommerce • Enterprise Web • Logistics • Payments • Software • Database
Support cross-functional projects to improve operational workflows, perform market and ad-hoc analyses, maintain SOPs and reporting, deep-dive into data to surface trends and recommendations, and clean up CRM and reporting infrastructure. Prepare biweekly operational performance reports and lead initiatives across Sales, Marketing, Product, Operations, Policy, and Finance.
Top Skills: Claude.AiExcelSalesforce

What you need to know about the NYC Tech Scene

As the undisputed financial capital of the world, New York City is an epicenter of startup funding activity. The city has a thriving fintech scene and is a major player in verticals ranging from AI to biotech, cybersecurity and digital media. It also has universities like NYU, Columbia and Cornell Tech attracting students and researchers from across the globe, providing the ecosystem with a constant influx of world-class talent. And its East Coast location and three international airports make it a perfect spot for European companies establishing a foothold in the United States.

Key Facts About NYC Tech

  • Number of Tech Workers: 549,200; 6% of overall workforce (2024 CompTIA survey)
  • Major Tech Employers: Capgemini, Bloomberg, IBM, Spotify
  • Key Industries: Artificial intelligence, Fintech
  • Funding Landscape: $25.5 billion in venture capital funding in 2024 (Pitchbook)
  • Notable Investors: Greycroft, Thrive Capital, Union Square Ventures, FirstMark Capital, Tiger Global Management, Tribeca Venture Partners, Insight Partners, Two Sigma Ventures
  • Research Centers and Universities: Columbia University, New York University, Fordham University, CUNY, AI Now Institute, Flatiron Institute, C.N. Yang Institute for Theoretical Physics, NASA Space Radiation Laboratory

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account