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Top Financial Services Legal Jobs in New York City, NY
Fintech • Information Technology • Insurance • Financial Services • Big Data Analytics
The role involves supporting litigation processes, managing eDiscovery, and facilitating improvements in legal workflows and processes. It requires coordination with various stakeholders and effective use of technology in litigation tasks.
Top Skills:
EdiscoveryExcelMicrosoft WordOnitRelativity
Fintech • Financial Services
The Counsel will support Forward Financing's legal and compliance initiatives, evaluate case law, work with business units, manage litigation, and coordinate with external counsel.
Big Data • Fintech • Mobile • Payments • Financial Services
The Compliance Lead will ensure regulatory adherence by collaborating with various teams, reviewing marketing materials, and supporting compliance risk assessments.
Top Skills:
Can-SpamCompliance FrameworksEcoaEftaFcraFinancial ServicesRegulatory RequirementsTcpaTilaTisaUdaap
Fintech • Real Estate • Energy • Financial Services
The Vice President, Attorney, Regulatory Compliance role involves supporting the Global CCO in compliance program execution, regulatory guidance, and team mentorship while managing compliance for investment products.
Top Skills:
AmlFinraInvestment Advisers Act Of 1940Investment Company Act Of 1940Nfa
Fintech • Financial Services
Provide legal counsel for Global Spread Products, ensuring compliance with laws, assisting with strategic decisions, and managing legal risks and issues.
Top Skills:
Legal KnowledgeRegulatory Frameworks
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Angel or VC Firm • Analytics • Financial Services
The Investment Funds Attorney will advise on the formation and operation of private/public investment funds, manage regulatory compliance, and draft legal documentation while collaborating with clients and partners.
Top Skills:
Fund StructuresInvestment ManagementLegal DocumentationSec RegulationsSecurities Compliance
Fintech • Payments • Financial Services
Responsible for the bank's ethics compliance program, ensuring compliance with laws, promoting integrity, managing conflicts of interest, and overseeing compliance training and reporting.
Top Skills:
AIBanking RegulationsCompliance Management SystemCompliance Risk Management SoftwareGrc PlatformsRisk Management Principles
Fintech • Payments • Financial Services
This role focuses on improving legal operations by creating systems and workflows. Responsibilities include contract operations and leveraging AI tools for efficiency.
Top Skills:
Ai ToolsChatgptClaudeGemini
Fintech • Financial Services
The Counsel will design AI governance frameworks, ensure regulatory compliance, negotiate contracts, and partner with teams to manage AI responsibly across various business functions in a global context.
Top Skills:
AIInformation SecurityLegal TechSaaS
Fintech • Payments • Financial Services
The Senior Privacy Counsel will advise on privacy laws, develop strategies for compliance in the Americas, and implement privacy programs, focusing on US, Canadian, and Brazilian regulations.
Top Skills:
Brazilian Privacy LawsCanadian Privacy LawsConsumer PrivacyGdprPrivacy Impact AssessmentsUs Privacy Laws
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Top Companies in New York City, NY Hiring Legal Roles
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