Top Compliance Analyst Jobs in NYC, NY

The Senior Compliance Analyst oversees compliance for Retail and Payments, ensuring alignment with regulations, risk management, and developing compliance policies. Responsibilities include managing compliance processes, tracking regulations, collaborating across teams, and supporting audits and compliance testing.

The Law Enforcement Compliance Analyst manages law enforcement requests, conducts investigations into financial crimes, and prepares compliance reports.

The Compliance Analyst II at Affirm will support compliance governance and oversight by reviewing consumer complaints, collaborating with teams to address compliance issues, and contributing to risk assessment and process improvements.

The Compliance Coordinator will support the Legal and Compliance team by managing regulatory requests, maintaining databases, and providing administrative support.

The Compliance Auditor conducts audits on regulatory compliance, reviews coding and billing practices, analyzes trends, and collaborates with internal teams to enhance compliance and audit efficiency.

The Compliance Analyst will assist the General Counsel in developing compliance policies, manage compliance deadlines, administer the Code of Ethics, and coordinate regulatory filings.

Perform compliance audits, prepare test reports, conduct investigations, and ensure adherence to regulatory standards while collaborating with business units.

The Compliance Analyst oversees the review of Outside Counsel Guidelines, assesses client risks, manages billing conformance, and supports financial policies for new clients.

As a Senior GRC Analyst, you will enhance security and compliance programs, support audits, manage vendor assessments, and conduct security training within a healthcare-focused environment.

Lead quality control and assurance for Compliance Operations, perform AML process reviews (KYC, transaction monitoring, screening), drive process improvements, partner with stakeholders and vendors, deliver quality reporting and scale the quality program.

The Compliance Analyst will monitor trading activity, train staff, manage regulatory reporting, and ensure compliance with legal obligations.

Support Research Compliance by overseeing consultant interactions and custom projects, chaperoning and documenting consultant calls, maintaining compliance policies and systems, recommending policy improvements, and partnering with investment professionals and compliance team members.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

The Compliance Analyst ensures all retail communication meets state and federal regulations, manages compliance reviews, and assists with regulatory inquiries.

The Governance, Risk, and Compliance Analyst will manage compliance programs, support audits, track requirements, and conduct vendor assessments to ensure regulatory compliance and manage risks effectively.

The Sr. Compliance Reporting Analyst performs audits and compliance reporting, ensuring adherence to regulations while managing quality assurance and data analysis for process improvement.

The Compliance Analyst will implement and manage Spellbook's US compliance program, working with various teams to ensure regulatory adherence and audit-readiness across sectors such as government and healthcare.

The Senior Payroll Compliance Analyst will ensure PEO-related compliance, monitor regulations, and collaborate with teams on payroll specifications and audits.

The Compliance Analyst will manage compliance filings, coordinate with various teams, participate in audits, and improve filing functions based on analytics.

The Compliance Analyst conducts audits, analyzes customs compliance data, collaborates with internal teams and clients, and ensures regulatory adherence while mitigating risks.

The Governance, Risk & Compliance Analyst Lead will develop, implement, and manage security governance, risk, and compliance programs, focusing on mitigating security risks and ensuring adherence to standards like HIPAA and NIST.

The BIC Compliance Analyst manages compliance with risk policies, tracks business requests, drafts ethical walls, analyzes conflicts, and provides training on conflicts analysis.

The Compliance Analyst will support conflict checks, conduct research, analyze conflict reports, and ensure client service while maintaining confidentiality.

As a Senior Claims Compliance Analyst, manage compliance practices, monitor regulatory changes, develop controls, and provide training to ensure adherence to insurance regulations.

The Compliance Analyst will oversee regulatory compliance for DCM and DCO operations, monitoring guidelines, preparing filings, and maintaining compliance policies.