Top Compliance Analyst Jobs in NYC, NY

The Compliance Analyst will manage law enforcement requests, conduct investigations into financial crimes, and collaborate with banks and internal teams to ensure compliance.

The Compliance Analyst will manage and operationalize compliance for credit card and banking products, ensuring regulatory standards are met and risks are mitigated while supporting business growth.

The Financial Crime Oversight Analyst ensures Gusto's financial crime controls are effective and compliant, leveraging data analysis, managing audits, and collaborating across teams to mitigate risks.

Oversee the Swap Dealer Compliance Program, ensure regulatory compliance, conduct reviews, advise on enhancements, manage incidents, and report to management.

The Compliance Analyst will assist the General Counsel in developing compliance policies, manage compliance deadlines, administer the Code of Ethics, and coordinate regulatory filings.

The role involves managing compliance investigations, client communication, regulatory analysis, and collaborating with Product/Engineering to remediate issues in a regulated financial environment.

The Trade Compliance Analyst supports the Duty Drawback program by collecting data, reviewing documentation, preparing claims, and maintaining records to ensure compliance and facilitate recovery of eligible duties.

The Senior Compliance Analyst will support regulatory compliance programs, conduct compliance testing, assist with examinations, and prepare regulatory documentation. The role requires extensive mortgage compliance knowledge.

Lead cybersecurity compliance for assigned DIB clients, managing assessments (NIST SP 800-171, CMMC, DFARS), developing SSPs and POA&Ms, guiding audit readiness, performing risk assessments and incident response planning, and maintaining client communications and training to ensure continuous compliance.

Lead and manage all cybersecurity compliance for assigned DIB clients, including assessments (NIST 800-171, CMMC, DFARS), SSP and POA&M development, audit preparation, incident response planning, risk assessments, client communications, and security awareness training.

The Corporate Compliance Analyst will support day-to-day third party due diligence, compliance monitoring, and process improvements for the Global Corporate Compliance program.

The Senior Compliance Analyst reviews retail communication for compliance with laws and regulations, provides feedback, and maintains compliance documentation while assisting team members and managing assignments under deadlines.

As a Due Diligence Compliance Analyst, you'll review loan documents for compliance, collaborate cross-functionally, and ensure accurate data entry and audit processes.

Drive IT SOX initiatives, lead assessments, create training, oversee audits, manage stakeholder relationships, and recommend solutions for compliance activities.

The Senior Financial Risk and Compliance Analyst ensures adherence to compliance requirements while mitigating financial risks by leading internal controls and compliance programs, especially the SOX compliance process.

Lead quality control and assurance for Compliance Operations, perform AML process reviews (KYC, transaction monitoring, screening), drive process improvements, partner with stakeholders and vendors, deliver quality reporting and scale the quality program.

As a Sr People Compliance Analyst, you'll lead global compliance team operations, manage audits, implement AI tools for compliance, and drive strategic projects while ensuring organizational excellence in HR practices.

The DMEPOS Licensure & Enrollment Compliance Analyst manages state and federal licensure and enrollment for durable medical equipment operations. Responsibilities include maintaining licenses, coordinating with stakeholders, managing Medicare and Medicaid enrollment, and ensuring compliance with regulatory changes and accreditation standards.

The Compliance Analyst will ensure all retail communication complies with laws and regulations, manage reviews and correspondence with regulatory bodies, and maintain compliance documentation.

The Senior M&A Compliance Analyst will support compliance activities, manage regulatory issues, assist with due diligence, and ensure successful firm integrations.

The Senior Compliance Analyst coordinates state policy and rate filing activities, ensuring compliance with regulations and overseeing related functions to support product development.

The Compliance Analyst will monitor trading activity, train staff, manage regulatory reporting, and ensure compliance with legal obligations.

Support Research Compliance by overseeing consultant interactions and custom projects, chaperoning and documenting consultant calls, maintaining compliance policies and systems, recommending policy improvements, and partnering with investment professionals and compliance team members.

The role involves ensuring compliance in surplus lines insurance operations, completing filings, managing procedures, and advising on compliance questions.

Investigate flagged transactions and accounts, escalate financial crime red flags, file SARs, use blockchain analytics (Elliptic, TRM, Chainalysis, Unit21), collaborate on detection rule tuning, draft FIU procedures, and support regulatory exams and AML program enhancements.