Top Compliance Analyst Jobs in NYC, NY

Build and own end-to-end compliance data pipelines and models (case, alert, entity, transaction, risk features). Ensure data quality, monitoring, lineage, and audit-ready documentation. Partner with Compliance and engineering to close upstream gaps, improve detection signal quality, and implement measurement frameworks and reporting for control effectiveness.

Perform sanctions review, transaction monitoring, and enhanced due diligence within Correspondent Banking. Monitor Compliance Verification Level I, draft and follow up on live compliance inquiries, prepare approval memos, manage due-diligence case queue tasks, recommend actions (close, follow-up, file SAR), and perform additional tasks as assigned.

Support compliance governance and monitoring: administer controls certification, issues and remediation tracking, regulatory inventory and policy reviews, prepare periodic reporting, manage contract compliance monitoring, and coordinate with stakeholders to close actions.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

Provide second-line privacy risk oversight for colleague (employee) data across the Colleague Experience Group. Support privacy risk assessments, challenge first-line controls, monitor key risk indicators, partner with HR, Legal, Compliance, Risk, and Technology, promote Privacy-by-Design, and support governance, reporting, and regulatory change activities.

Develop and publish research for Chief Compliance Officers on compliance program optimization, regulatory change, risk frameworks, analytics, governance, monitoring, and reporting. Advise executive clients through conversations, videoconferences, events, and occasional press inquiries. The role requires senior compliance leadership experience, strong executive communication, cross-functional collaboration, and the ability to translate quantitative and qualitative evidence into actionable recommendations for global organizations.

The Compliance Analyst will implement and manage Spellbook's US compliance program, working with various teams to ensure regulatory adherence and audit-readiness across sectors such as government and healthcare.

The Analyst-Compliance will manage Customer Due Diligence processes, ensure regulatory compliance, and support governance-related projects across markets and functions in alignment with financial crimes compliance standards.

Support the Compliance Risk Management Program by coordinating regulatory exams, managing audits, and enhancing regulatory readiness through collaboration and process improvement. Engage with stakeholders and ensure compliance with regulatory expectations.

The Portfolio Oversight Analyst will manage trading controls, code client investment guidelines, handle regulatory compliance, and support trading desks. Responsibilities include preparing regulatory reports, assisting in client due diligence, and participating in overnight calls for trading issues resolution.

Perform customer due diligence and regulatory verification for client onboarding. Review onboarding packages, perform identity and sanctions screening, validate ownership and licenses, complete Payment Network checks, maintain client files, document exceptions, support Senior Compliance Managers, and improve SOPs to ensure compliant onboarding.