Top Compliance Analyst Jobs in NYC, NY

Support and enhance the Compliance Management Program by reviewing products, marketing, and disclosures; conduct monitoring and testing; investigate consumer complaints; track regulatory changes; perform client due diligence; maintain compliance documentation; and partner cross-functionally to mitigate fintech regulatory risk (consumer protection, privacy, credit reporting).

The role involves managing payment network compliance for sponsored clients, handling merchant registrations, guiding stakeholders on compliance rules, and improving workflows.

Operate and scale global GRC program: maintain controls across ISO 27001, SOC 2, HIPAA, PCI DSS; lead gap assessments; support external audits and certifications; develop policies and training; manage evidence repositories; coordinate remediation and partner with Security, IT, Legal, Privacy, and Operations.

Lead Compliance Analyst will maintain and scale Security Compliance programs (SOX, SOC 1/2, HIPAA, PCI), oversee audits and onboarding, drive remediation with Engineering/Product/Finance, and improve controls via automation and standardization to address evolving risks including agentic AI.

The Senior IT Risk and Compliance Analyst manages vendor risk, ensures compliance with regulations, documents controls, and supports risk mitigation efforts across IT teams.

The Compliance Coordinator will support the Legal and Compliance team by managing regulatory requests, maintaining databases, and providing administrative support.

Review retail advertising and marketing communications for compliance with firm policy, FINRA and SEC rules; document and retain records; explain required changes to submitters; research policy questions; maintain internal compliance materials; follow vendor workflows; assist team members and meet service-level timeframes.

The Data Privacy Compliance Analyst will support the development and implementation of data privacy programs, assist privacy operations, and ensure compliance with global privacy laws.

Design and execute test scenarios for payroll tax compliance changes, validate tax calculations and outputs, document test results, manage defect lifecycle, collaborate with Compliance and Development to resolve issues, maintain test documentation and scenario libraries, and contribute to testing process improvements.

Perform transaction monitoring and AML investigations, conduct KYB onboarding and due diligence, prepare risk summaries and SAR/STR support, respond to regulatory requests, and improve compliance operations while covering US banking hours.

Perform daily portfolio compliance across pre- and post-trade monitoring, wall crossings, and substantial shareholding reporting. Manage AML/KYC activities, SEC and other disclosure reporting, investigate and escalate mandate breaches, support conflicts management, produce regulatory reporting, and advise investment teams to ensure remediation and regulatory compliance.

Review and advise on marketing materials for registered funds to ensure compliance with Investment Company Act, SEC Marketing Rule, FINRA Rule 2210, and Rule 482. Draft disclosures, conduct compliance testing, monitor regulatory developments, assess marketing compliance risks, coordinate with global compliance teams, deliver training, maintain policies and applications, and support examinations and stakeholder communications.

The Technical Compliance Analyst ensures products meet technical and regulatory standards, collaborates on compliance issues, and analyzes regulations.

Own end-to-end CIP decisioning and quality across KYC/KYB, CDD/EDD, and OFAC screening. QA AI-assisted onboarding decisions, document reasoning for bank and regulatory scrutiny, support sponsor bank deliverables, contribute to AML/BSA and regulatory testing, identify process improvements, and partner with Product/Engineering to build scalable compliance infrastructure.

The SCA and DBA Compliance Analyst ensures compliance with the Service Contract Act and Davis-Bacon Act, managing regulatory adherence, conducting audits, and collaborating with various departments to uphold organizational integrity.

Support day-to-day insurance regulatory compliance across an MGA/program business: manage producer and adjuster licensing, respond to state regulator inquiries and complaints, assist with state filings and legislative monitoring, maintain regulatory records and compliance policies, and contribute to cross-functional compliance projects while leveraging AI-driven tools.

Analyze complex healthcare datasets to support Internal Audit, Compliance, and Claims Configuration Audit. Develop SQL/SAS queries, validate data and claims configurations, build dashboards and reports, identify risks and control gaps, document methodologies, and collaborate cross-functionally to improve controls and payment accuracy.

Execute end-to-end onboarding for complex institutional, corporate, and HNWI clients. Perform KYB/KYC, Enhanced Due Diligence, PEP and sanctions screening, escalate risks, support audits, optimize onboarding workflows, and partner with Sales and Risk to maintain compliance with AML/CFT and privacy regulations.

The Compliance Analyst reviews contractual obligations, manages distributions post-closing, liaises with clients and internal teams, and ensures compliance and accuracy in fund distribution processes.

Monitor federal, state, and local tax agencies for payroll-related regulatory changes; research and interpret routine requirements; document authoritative guidance and data needs; create clear change requests for downstream teams; maintain agency relationships and audit-ready records; communicate updates to stakeholders and support process improvement initiatives.

The Compliance Analyst conducts audits, analyzes customs compliance data, collaborates with internal teams and clients, and ensures regulatory adherence while mitigating risks.

Two-year entry-level paralegal role supporting corporate governance, SEC and proxy filings, entity and board management, compliance, litigation support, M&A research, corporate secretary tasks, and cross-team coordination.

Own KYB/AML and wallet screening infrastructure, lead compliance policy reviews, onboard and monitor counterparties, maintain compliance records, and coordinate with product and engineering. Support loan portfolio covenant monitoring, manage borrower reporting and service provider SLAs, and build tracking tools and dashboards for ongoing monitoring.

The Compliance & Risk Technology Expert conducts research and analysis in compliance risk technologies, providing actionable insights and advice to clients and assisting in innovation within Gartner's Assurance Practice.

Work with public safety agencies to ensure NIBRS compliance by analyzing incident and records data, identifying/reporting issues, implementing state-specific reporting solutions in the Mark43 platform, and collaborating with cross-functional teams to improve data quality and customer outcomes.