Top Compliance Analyst Jobs in NYC, NY

The Compliance Analyst will oversee compliance for ICHRA, manage regulatory calendars, analyze laws, advise teams, and conduct audits.

As a Senior Compliance Analyst, you will review retail communication for compliance with laws and firm policies, manage internal compliance materials, and assist other analysts while meeting tight deadlines.

As a Senior Claims Compliance Analyst, manage compliance practices, monitor regulatory changes, develop controls, and provide training to ensure adherence to insurance regulations.

The Claims Compliance Analyst role involves maintaining a compliance library, conducting audits, analyzing claims data, and collaborating with teams to ensure regulatory adherence.

The Senior IT Risk and Compliance Analyst manages vendor risk, ensures compliance with regulations, documents controls, and supports risk mitigation efforts across IT teams.

The Senior Data Analyst will manage data quality and governance for regulatory compliance, build data marts, and optimize data models for performance and scalability. This role includes supporting regulatory exams, establishing monitoring for data feeds, and translating regulatory requirements into data flows.

As a Compliance & Risk Analyst at Nayax, you will ensure compliance with regulations through KYC/KYB reviews, risk assessments, and transaction monitoring, while supporting compliance operations and governance.

The Compliance Officer will manage Global Control Room initiatives, respond to regulatory inquiries, track audit findings, and enhance compliance processes.

Support the CCO in maintaining the firms SEC compliance program: conduct risk assessments, testing and trade surveillance, review marketing materials, assist with regulatory filings and exams, prepare committee materials, and respond to compliance queries and remediation efforts.

The Senior Director Analyst will create insights, analyze cybersecurity risks, develop strategies, and engage with clients to support their business objectives.

The Compliance & Risk Technology Expert conducts research and analysis in compliance risk technologies, providing actionable insights and advice to clients and assisting in innovation within Gartner's Assurance Practice.

The Senior Compliance Program Analyst leads compliance initiatives, supports the Compliance Management System, conducts risk assessments, and ensures organizational compliance with laws and regulations. This includes creating and reviewing policies and training materials, as well as liaising between departments and preparing compliance reports.

Support regulatory examinations and inquiries (FINRA, SEC, NFA, CFTC), manage customer complaint intake and reporting, review marketing and public communications for compliance, assist training and exam readiness, and collaborate cross-functionally to support compliance initiatives and monitoring.

The Analyst will support Compliance Consulting by developing compliance programs, conducting tests, providing training, and mitigating risks for investment managers.

The Analyst, Legal & Compliance will support compliance programs, manage regulatory filings, and assist with legal documentation and communications, within a dynamic team.

The analyst will research filing requirements, prepare and monitor P&C rate filings, communicate revisions, support compliance operations, and monitor regulations pertinent to assigned products.

As a Senior Analyst, International Trade Compliance, you will manage export/import compliance, prepare regulatory filings, collaborate with various departments, and ensure adherence to US trade regulations.

The Analyst, Insurance Compliance will conduct insurance reviews, ensure accurate data management, and support exception management within a compliance platform, while learning insurance requirements.

The Senior Data Analyst will analyze trends, develop segmentation frameworks, create dashboards, manage risk rules, and support audits and projects.