Top Finance Jobs in NYC, NY

Support internal audit planning, fieldwork, control testing, workpaper documentation, reporting, and continuous monitoring across risk, compliance, operations, finance, and technology. Evaluate internal controls, identify risks and weaknesses, collaborate with stakeholders, contribute to audit methodology improvements, and assist with advisory reviews, special projects, and regulatory initiatives in a technology-enabled financial services environment.

Supports global tax operations through daily tax record maintenance, W-8/W-9 validation, U.S. withholding calculations, reconciliations, information return filings, audit and IRS inquiries, system testing, and process improvements. The role requires knowledge of U.S. tax reporting obligations, broker-dealer and custodial operations, large-data analysis, and tax reporting systems.

Own and enhance the AML program for digital asset clients, including KYC, KYB, KYT, enhanced due diligence, transaction monitoring, investigations, and SAR filing determinations. Lead Chainalysis implementation, configuration, alert-rule development, and risk calibration. Manage case workflows, identify blockchain transaction typologies, coordinate with legal and technology teams, and respond to regulators and law enforcement across global jurisdictions.

Manage institutional client onboarding, account openings, periodic KYC refreshes, and offboarding. Partner with sales, trading, legal, compliance, and client service teams throughout the client lifecycle. Support KYC due diligence, risk assessments, regulatory compliance, screening, manual research, issue escalation, and relationship maintenance for hedge funds, asset managers, market makers, and family offices.

Own U.S. federal tax reporting, compliance, and ASC 740 tax provision activities for a consolidated financial services group. Manage outsourced compliance providers, federal filings, tax audits, international tax coordination, tax research, controls, disclosures, and process automation. Partner with Accounting, Legal, Treasury, Operations, Engineering, auditors, and senior stakeholders while helping build scalable tax processes and SOX-ready controls.

Lead and manage a corporate actions and asset servicing team handling domestic and international event processing, dividends, fixed income and repo activity, reconciliations, break resolution, and client escalations. Drive process modernization with Product and Engineering to automate workflows and ensure alignment across sub-ledgers, depositories, and trading desks.

The AML Compliance Associate supports customer onboarding and due diligence in compliance with AML regulations, ensuring accurate customer identification and monitoring.

Lead and execute the firms credit risk strategy, manage a complex institutional client portfolio, perform quantitative and qualitative credit analysis and daily exposure monitoring, set credit appetite across products, liaise with regulators and auditors, and collaborate with Sales, Trading, Legal, Operations and Compliance on due diligence and risk remediation.

Build and lead a firmwide Product Control function: establish IPV and valuation methodologies across asset classes, own daily P&L production and sign-off, support month-end close and fair value reporting, partner with Risk/Trading/Tech/Legal for controls and OTC swap dealer readiness, and hire and scale the team over time.