Top Compliance Jobs in NYC, NY

Manage tax compliance and advisory services, lead teams, ensure quality deliverables, and integrate technology to optimize tax services for clients.

As a Senior Manager in Private Tax, you lead large projects, provide tax advisory, mentor teams, and interact with senior clients to ensure operational excellence and compliance.

As a Senior Manager in Financial Services Global Structuring, you will lead technology-enabled tax advisory projects, manage client relationships, and develop strategies for optimizing tax compliance and efficiency.

As a Senior Manager in International Tax Services, you will lead projects, provide strategic tax advice, coach teams, and innovate tax processes through technology.

The Customs & International Trade Tax Manager at PwC leads teams, advises clients on tax strategy, and manages complex problems related to indirect tax compliance and optimization, emphasizing technology and mentoring.

As a Senior Manager in Specialized Tax Services, you will lead projects, innovate processes, and engage with clients to deliver tax planning and compliance solutions. You will also motivate teams, utilize technical knowledge in energy incentives, and ensure operational excellence.

Lead compliance for prime brokerage and equities: develop and enforce regulatory policies, monitor trading and brokerage activities, manage risk and controls, liaise with regulators, and lead a compliance team to ensure adherence to SEC/FINRA and internal standards.

The Product Compliance Manager oversees compliance for Square's Lending products, ensuring adherence to legal obligations and effective risk management within product development.

The role involves developing and managing compliance programs for investment products, ensuring adherence to regulatory requirements, and supporting product development initiatives.

The Senior Corporate Auditor supports the corporate audit program by conducting audits, preparing reports, and ensuring compliance with internal controls. Responsibilities include planning audits, providing consultative guidance, and monitoring the implementation of audit recommendations. Travel to various locations for audit projects is required.

The Director of AML/BSA Compliance oversees compliance programs, leads a team, manages regulatory requirements, and develops training for compliance strategies in a consumer fintech environment.

Manage client service accounts, solve complex tax problems, develop wealth management plans, and ensure quality deliverables for high-net-worth individuals.

Lead compliance for Wise's broker-dealer operations in North America, overseeing regulatory frameworks, policies, and product compliance while ensuring regulatory engagement and operational readiness.

The Lead Analyst, Product Compliance ensures compliance in product lifecycle, conducts risk assessments, collaborates with teams, and develops compliance processes for Circle's Payments product.

As a Risk Officer, you provide support for Wealth Management Platforms, manage audits, assess risks, collaborate across teams, and maintain compliance.

The Senior Audit Director will lead internal audits for BBH's Investor Services, manage teams, advise on risk and control issues, and represent the department at senior management forums.

The Senior Wealth Advisor manages client relationships, delivers wealth management services, and supports growth through referrals and marketing, all in a remote, independent capacity.

The Senior Manager of Corporate & International Tax oversees tax compliance, planning, and reporting, while mentoring a tax team and collaborating across departments to enhance tax strategies and ensure adherence to regulations. They drive initiatives for process improvements and provide tax guidance for business expansions.

The Fund Controller manages fund accounting accuracy and consistency, collaborates with teams, and oversees compliance and audit partnerships.

This role leads the internal controls framework, ensuring Sarbanes-Oxley compliance, overseeing the Financial Controls team, and collaborating with senior leadership and external auditors.

The Financial Compliance Senior Associate will lead the SOX cycle, ensure compliance, assess risks, evaluate controls, and collaborate for improvements.

The Senior Associate will execute internal audit activities with a focus on compliance testing and control assessments within a global banking environment, partnering with various stakeholders to identify compliance deficiencies and ensure adherence to regulatory standards.

Support compliance governance and monitoring: administer controls certification, issues and remediation tracking, regulatory inventory and policy reviews, prepare periodic reporting, manage contract compliance monitoring, and coordinate with stakeholders to close actions.

Perform enhanced due diligence on high-risk customers and transactions; review screening alerts (WorldCheck, Clear, LexisNexis); prepare SARs and FinCEN 314a searches; maintain client KYC/risk profiles; manage sanctions/OFAC reporting; conduct adverse media and employee screening; optimize screening system configurations; draft AML procedures; support audits, training, and cross-functional AML inquiries and escalations.

The Senior Compliance Testing Analyst is responsible for executing independent compliance testing and validations, assessing the effectiveness of controls and regulatory compliance in the bank's operations while providing expertise and managing testing activities.