Top Finance Jobs in NYC, NY

Leads research, development, calibration, implementation, and monitoring of residential mortgage and RMBS behavioral models. Conducts empirical analysis using large-scale mortgage datasets, projects cash flows, performs valuation and risk analysis, and supports stress testing, governance, validation, audit, and regulatory review. Partners with trading, portfolio management, and risk teams while providing technical leadership, reviewing quantitative work, and mentoring other professionals.

Leads valuation control for equity derivatives, overseeing independent price verification, valuation adjustments, fair value hierarchy assessments, risk analytics, reporting, governance, and regulatory compliance. Partners with trading, risk, finance, technology, and model management teams; investigates pricing exceptions, develops automation and analytical tools, supports audits and examinations, and mentors junior analysts.

Leads second-line compliance oversight for the Equities business, covering cash sales and trading, equity derivatives, equity finance, and prime brokerage. Advises senior leaders, challenges business strategies and controls, oversees risk assessments, monitoring, surveillance, regulatory change, examinations, issue remediation, and governance reporting. Manages and develops the Equities Compliance team while coordinating with Legal, Risk, Operations, Internal Audit, regulators, and other oversight functions.

Lead Wells Fargo’s Futures Commission Merchant compliance program, advising senior Markets and Front Office leaders on regulatory and business matters. Build and mentor a high-performing compliance team, strengthen risk frameworks, identify emerging risks, oversee regulatory change and compliance monitoring, and partner with Legal, Audit, Risk, and domestic and international regulators. Drive enterprise-wide compliance strategy, organizational change, and sound risk-based decision-making across a highly regulated financial markets environment.

Lead compliance for prime brokerage and equities: develop and enforce regulatory policies, monitor trading and brokerage activities, manage risk and controls, liaise with regulators, and lead a compliance team to ensure adherence to SEC/FINRA and internal standards.

Supports High Grade Debt Capital Markets transactions for Financial Institutions clients. Responsibilities include analyzing companies and capital structures, preparing market data, valuations, models, and presentations, supporting debt transaction pitches and execution, making client recommendations, tracking macroeconomic and pricing impacts, coordinating deliverables, and identifying process improvements. The role requires FINRA licensing and regulatory compliance.

Leads a commercial and asset-based lending portfolio, overseeing credit quality, underwriting, risk management, regulatory adherence, client relationships, and profitable growth. Manages and develops credit professionals, approves complex credit actions, addresses criticized assets and restructurings, partners with relationship and risk teams, supports audits and remediation, and drives portfolio controls, strategic planning, and operational improvements.

Conduct equity research on small- and mid-cap software companies by analyzing financial statements, industry and market data, and maintaining financial models and databases. Co-author research content with the Senior Analyst, communicate investment conclusions, attend industry events, develop company relationships, and collaborate across research teams. The role requires FINRA licensing, regulatory compliance, background screening, and up to 10% travel.

Underwrite and manage counterparty credit risk for leveraged funds, hedge funds, private equity funds, and specialized capital-markets businesses. Oversee credit reviews, trade approvals, credit limits, exposure monitoring, margin calls, stress testing, due diligence, and risk mitigation across prime brokerage, derivatives, repo, FX, clearing, securities financing, and loan trading. Prepare credit packages, negotiate credit terms, and escalate risks to senior leaders.

Supports residential mortgage-backed securities structuring, underwriting, valuation, and transaction execution. Coordinates with clients, traders, rating agencies, lawyers, accountants, and internal teams. Oversees mortgage warehouse financing lines, monitors collateral performance and market conditions, manages risk reporting, and presents performance metrics. The role requires structured finance expertise, mortgage capital markets knowledge, analytical skills, and proficiency with industry software, Python, SQL, and Power BI.