Top Tech Jobs & Startup Jobs in NYC, NY

Support xVA desk to price and structure derivatives across asset classes, incorporate capital/funding/liquidity/counterparty costs, develop xVA frameworks and analytics, identify optimization opportunities, partner with Sales, Trading, Quants, Risk and Technology, and build analytical tools and reporting to measure and manage xVA impacts.

Provide independent second-line oversight of credit card products and servicing to ensure regulatory compliance (Reg Z, UDAAP, FCRA, ECOA, SCRA, MLA). Perform risk assessments, monitor complaints and controls, advise business partners, manage regulatory change, track issue remediation, support testing validation, and lead cross-functional compliance initiatives.

Leads TD’s global Communications Surveillance program within Global Trade Surveillance. Owns strategy, governance, regulatory readiness, surveillance execution, remediation, technology oversight, reporting, and risk escalation across regions and business lines. Represents the program in regulatory engagements, partners with Compliance, Risk, Technology, Legal, Product Management, and vendors, and builds and manages a global surveillance team.

Lead strategy-to-execution for enterprise talent acquisition initiatives, developing emerging talent pathways, partnerships, and talent market intelligence. Own roadmaps, KPIs, governance, program design, and ROI measurement. Partner with HR COE, HRBPs, marketing, and business leaders to drive recruitment, retention, and talent advisory, build playbooks, and scale strategic sourcing and evaluation approaches across the organization.

Provide senior compliance advisory for equities sales and trading, focusing on cash/high-touch and electronic trading. Strengthen equities compliance program, advise on regulatory requirements, implement supervisory controls, conduct testing and risk assessments, lead investigations and regulatory responses, deliver training, and report to senior management while interacting with regulators and global teams.

The Senior Compliance Officer will lead compliance monitoring, testing, and resource management, develop metrics, and ensure effective stakeholder communication to uphold regulatory standards.

Lead and execute compliance monitoring and testing across US and select global businesses. Design review scopes, perform testing, document exceptions and remediation, report metrics, support issues management and rules inventory, and partner with business, auditors and regulators to strengthen compliance controls and training.

Conducts industry and company research, builds and maintains financial and valuation models, prepares research reports and client presentations, monitors market and industry developments, and supports senior analysts on publishing and ad hoc projects.