Top Tech Jobs & Startup Jobs in NYC, NY

Leads TD Bank’s enterprise financial crime risk management screening capabilities, including name screening, adverse media, sanctions, AML, PEP, 314(a), MSB, and screening AI. Oversees strategy, product roadmaps, technology projects, data integrations, governance, controls, regulatory compliance, issue resolution, and operational effectiveness. Manages and develops a team, partners with Legal, Technology, Analytics, Audit, Model Validation, and regulators, and presents screening capabilities to regulatory stakeholders.

Leads TD Securities’ U.S. Compliance Monitoring and Testing program, including annual testing plans, scope and strategy development, workpaper review, stakeholder engagement, findings communication, remediation oversight, metrics, issues management, and regulatory rules inventory development. Advises business units and senior management on regulatory risk, manages regulatory reviews and audits, leads compliance specialists, and supports broader compliance initiatives.

Conduct fundamental equity research on consumer restaurants: build and maintain financial models and databases, prepare valuation and forecasting analyses, publish research reports, support senior analysts, and present findings to institutional clients.

Manages multi-asset portfolios and supports tactical asset allocation, portfolio construction, trading, performance attribution, and investment oversight. Conducts quantitative and qualitative research and due diligence on funds, ETFs, SMAs, UMAs, and alternative investments. Develops investment strategy and market outlook communications, supports advisor education, presents to governance committees and conferences, manages research vendor relationships, and partners across Wealth teams to launch investment initiatives.

Lead second-line compliance oversight for U.S. Corporate Office programs. Provide regulatory advice, assess program design and controls, drive compliance risk management activities, manage escalations, partner with Legal/Finance/Audit/Technology, prepare executive reporting, and mentor team members to ensure regulatory requirements are identified, assessed, and remediated.

Provide independent second-line compliance oversight for U.S. Corporate Office programs. Support design, implementation, assessment, and monitoring of regulatory compliance management activities; advise stakeholders, manage regulatory reviews and escalations, prepare reporting and audit responses, and drive remediation. Partner with Legal, Risk, Finance, Audit, Technology and business units to identify and mitigate compliance risk across jurisdictions.

Provide dedicated administrative support to senior executives and their teams: manage calendars, schedule meetings and travel, process expenses and reports, prepare communications and presentations, take meeting minutes, handle confidential materials, and support office operations to meet SLAs and regulatory requirements.

The Financial Crime Risk Investigator II conducts investigations of money laundering and terrorist financing, analyzes data, collaborates with law enforcement, and leads project initiatives.

The Financial Crime Risk Investigator II conducts moderate complexity investigations into financial crime, conducts data analysis, and prepares reports while providing mentorship and support for AML compliance.

The Financial Crime Risk Investigator II conducts investigations on financial crimes, performs data analysis, and ensures compliance with AML regulations. Responsibilities also include conducting audits, coordinating with law enforcement, and providing training on financial crime prevention.