Top Tech Jobs & Startup Jobs in NYC, NY

The Portfolio Research Support Specialist II provides support for portfolio construction, research, trade implementation, and compliance monitoring, working closely with investment and trading teams.

The Financial Crime Risk Investigator II conducts investigations on financial crimes, performs data analysis, and ensures compliance with AML regulations. Responsibilities also include conducting audits, coordinating with law enforcement, and providing training on financial crime prevention.

Perform energy-sector equity research including financial modeling, valuation, forecasting, data analysis, and publishing research reports. Support senior analysts, maintain models/databases, prepare client presentations, monitor market and industry developments, and ensure compliance with policies. Act as a subject-matter contributor on projects and cross-functional initiatives.

Lead conflicts-of-interest identification, assessment and remediation across TD Securities business lines. Design and improve conflict management frameworks, systems and policies; partner with technology and PM teams on system requirements and migrations; lead global change projects; advise business, legal and compliance stakeholders; monitor regulatory developments; and mentor junior staff.

The analyst will support equity capital markets operations, engaging in underwriting, deal documentation, and client interaction while collaborating with investment banking and research teams.

Lead end-to-end investigations of complex AML, sanctions, and financial crime matters. Analyze customer and transaction data, prepare SARs, recommend account actions, collaborate with law enforcement and internal stakeholders, and drive process improvements and project work within the investigative unit.

Lead end-to-end investigations into complex AML, sanctions, ABAC, and financial crime. Analyze customer and transaction data, prepare SARs, collaborate with law enforcement and FI counterparts, recommend account demarketing or freezing, and drive process improvements while mentoring peers and ensuring regulatory compliance.

The Financial Advisor Associate works to attract and retain clients by addressing their wealth management needs, analyzing financial information, and advising on investment strategies, while building and managing client relationships.

The Senior Relationship Manager develops and manages commercial banking relationships, providing tailored financial solutions while ensuring exceptional customer service and business growth through strategic business development.

The Sr. Relationship Manager manages commercial banking relationships, offering customized financial solutions and strategies to meet clients' needs while driving growth and developing new business opportunities.