Top Tech Jobs & Startup Jobs in NYC, NY

Leads colleague experience and talent programs for Global Markets, including analyst and intern training, placement, learning and development, employee engagement, inclusion, wellness, recognition, and recruiting initiatives. Develops dashboards and reports to support talent decisions, partners with HR and business leaders, coordinates vendors and events, facilitates program adoption, and supports trader business management, operational risk, regulatory compliance, and governance activities.

Leads independent, risk-based compliance testing and validation engagements within a bank’s second-line compliance function. Plans and oversees testing, evaluates controls and regulatory outcomes, validates corrective actions, performs analysis, documents findings, and escalates issues. Provides subject matter expertise, manages stakeholders, mentors team members, and supports initiatives involving automation, artificial intelligence, data-driven insights, and reporting improvements.

The Financial Advisor will provide financial planning guidance, manage client relationships, and sell investment management solutions while meeting sales goals and ensuring compliance with regulations.

Manages a complex commercial loan portfolio, maintaining customer relationships, administering loans, monitoring credit risk, and ensuring documentation and payment accuracy. Drives revenue growth through cross-selling and referrals, supports credit decisions, conducts account site visits, prepares management reports, and provides technical guidance, training, and mentoring to less experienced staff.

Leads second-line oversight of responsible, secure, compliant, and effective AI use across TD. Establishes AI governance policies, controls, inventories, risk committees, monitoring processes, key risk indicators, and remediation practices. Oversees higher-risk AI applications, regulatory developments, training, audits, regulatory exams, and executive reporting. Partners with technology, legal, compliance, cybersecurity, privacy, data, vendor, risk, and business stakeholders while managing teams and advising senior leadership and regulators.

Conduct communications surveillance for Corporate and Investment Banking, reviewing email, chat, and other channels for market abuse, information-barrier breaches, conflicts, and policy violations. Analyze alerts, escalate potential issues, update case records, support regulatory reviews and audits, calibrate surveillance systems, identify process improvements, and collaborate with Compliance, Control Room, Technology, trading desks, auditors, and regulators. Coach colleagues and manage specialized compliance activities independently.

The Audit Manager I oversees and executes audits, providing subject matter expertise, managing stakeholder communications, and ensuring adherence to audit standards and deadlines.

Executes and leads technology and enterprise platform audits, including risk assessments, walkthroughs, control testing, workpaper preparation, audit findings, reporting, and remediation follow-up. Evaluates IT risks and controls, communicates with business and technology stakeholders, provides audit expertise, and supports continuous improvement. The role requires managing multiple audits, maintaining professional standards, and occasionally traveling domestically.

Executes end-to-end application and technology audits, including risk assessments, walkthroughs, control testing, workpaper preparation, findings development, reporting, and remediation follow-up. Partners with business and technology stakeholders to assess IT risks and controls, communicate audit results, and strengthen control environments. May lead moderately complex audits, provide subject matter expertise, coach colleagues, and contribute to continuous improvement initiatives.

Supports TD Securities’ Trade and Communications Surveillance portfolio by coordinating regulatory initiatives, remediation activities, governance reporting, project milestones, issues management, read-across reviews, procedures, regulatory responses, and program enhancements. The role collaborates with Compliance, Risk, Technology, business stakeholders, auditors, and regulators while tracking risks, maintaining documentation, preparing executive materials, and supporting an effective compliance control environment.