Top Tech Jobs & Startup Jobs in NYC, NY

Supports TD Securities’ Trade and Communications Surveillance portfolio by coordinating regulatory initiatives, remediation activities, governance reporting, project milestones, issues management, read-across reviews, procedures, regulatory responses, and program enhancements. The role collaborates with Compliance, Risk, Technology, business stakeholders, auditors, and regulators while tracking risks, maintaining documentation, preparing executive materials, and supporting an effective compliance control environment.

Oversee and independently perform internal audits, including planning, control testing, documentation, issue management, reporting, and follow-up. Lead moderately complex audits, assess control adequacy, identify risks and weaknesses, communicate findings to stakeholders and management, and provide subject matter expertise. The role also includes coaching colleagues, supporting audit initiatives, maintaining regulatory compliance, and managing audit deliverables and timelines.

Manage the Commodities Product Control team within Wholesale Banking Finance. Oversee P&L, attribution, balance sheet, independent pricing verification, valuation adjustments, financial controls, reporting, and trading portfolio validation. Lead staff development, assess risks, support new product integration, address regulatory changes, and partner with trading, technology, accounting, and control teams to ensure accurate and timely financial reporting.

Provides administrative support to executives and broader teams, including schedule and travel coordination, expense management, meeting minutes, correspondence, reports, presentations, phone screening, and information flow. The role requires discretion with confidential materials, accurate documentation, policy compliance, workload prioritization, and occasional office administration such as supply and equipment management.

Provides financial planning guidance and investment recommendations to TD Wealth clients. Builds and manages client relationships, conducts needs analyses and annual reviews, sells wealth management solutions, develops referrals, achieves sales goals, ensures regulatory compliance, and partners with retail and business banking teams. Requires financial services licensing, consultative sales expertise, client relationship management, and frequent travel within the assigned market.

Two-year graduate leadership program focused on payments, analytics, research, strategic initiatives, and cross-functional project execution. The associate develops reporting and recommendations, improves processes, supports presentations, collaborates with business and technology stakeholders, manages multiple projects, advises senior leaders, and helps ensure regulatory, risk, and operational controls. The role is designed to accelerate early-career talent into future leadership opportunities at TD.

Provide financial planning and investment management advice to TD Wealth clients, onboard new clients, conduct annual reviews, meet sales goals, generate leads and referrals, ensure regulatory compliance (FINRA, AML/CIP), partner with retail and wealth teams, and mentor/coach colleagues while maintaining exceptional client service.

Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Manage client onboarding, deliver annual reviews, meet sales goals, deepen client relationships, refer to partners, ensure regulatory compliance, and support team coaching and community engagement.

Supports compliance monitoring and testing annual planning, scheduling, reporting, and governance. Performs regulatory research, control testing, data analysis, findings validation, and risk-based assessments. Maintains dashboards and management reports, monitors execution metrics, coordinates plan changes, identifies compliance issues, and communicates results to stakeholders and senior management. Contributes to reporting automation, process improvements, issue management, and continuous development of the compliance program.

Leads and supervises complex technology audits from planning and risk assessment through testing, reporting, and follow-up. Reviews audit workpapers, coaches staff, manages multiple engagements, communicates findings to senior stakeholders, and advises management on technology risks and controls. The role also supports audit program development, regulatory alignment, process improvements, and enterprise initiatives while maintaining strong stakeholder relationships and control standards.