Top Tech Jobs & Startup Jobs in NYC, NY

Leads AI governance for US Compliance Monitoring & Testing, establishing frameworks, standards, inventories, risk assessments, monitoring, reporting, and responsible AI controls. Serves as business owner and administrator for Canvas Apps and Power Platform solutions supporting testing, issue management, workflow automation, and reporting. Manages compliance testing engagements, findings, stakeholder relationships, regulatory alignment, process improvement, and cross-functional initiatives across Compliance, Risk, Technology, and business teams.

Provide financial planning guidance and sell investment management solutions to TD Wealth clients. On-board new clients, conduct discovery and annual reviews, meet sales goals, deepen wallet share, refer clients to internal partners, comply with regulatory and AML requirements, and support team development and community initiatives.

Provides financial planning guidance, investment recommendations, and wealth management solutions to TD Wealth clients. Manages client relationships, conducts onboarding and annual reviews, develops referrals, meets sales goals, and deepens client relationships. Ensures compliance with securities, insurance, AML, and bank regulations while partnering with retail and business banking teams. The role also includes coaching colleagues, community involvement, and frequent travel throughout the assigned market.

Provides financial planning guidance, investment recommendations, and wealth management solutions to TD Wealth clients. Serves as the primary relationship contact, conducts client discovery and annual reviews, develops referrals, meets sales goals, manages onboarding, ensures regulatory compliance, and deepens client relationships. The role also includes coaching retail and small-business staff, community involvement, and frequent travel throughout the assigned market.

Provide financial planning guidance and sell investment management solutions; onboard and service clients, conduct annual reviews, deepen client relationships, meet quarterly and annual sales goals, ensure regulatory compliance (FINRA/AML), refer to wealth and retail partners, and support team development and community initiatives.

Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Serve as primary client contact, onboard new clients, deliver annual reviews, meet sales goals, refer to internal partners, ensure regulatory compliance, and coach retail partners. Travel within assigned market and contribute to team development and community initiatives.

Leads business analysis and technology delivery for trade and communications surveillance systems. Partners with Compliance, Global Markets, Legal, data science, technology, and vendors to define requirements, design workflows, validate data, tune detection models, oversee testing, manage platforms, and support regulatory governance. Applies SQL, analytics, NLP, machine learning, and responsible AI practices to improve surveillance effectiveness, scalability, auditability, and compliance.

Provides administrative support to three Managing Directors and a 20-person sales desk. Responsibilities include scheduling meetings, coordinating travel and events, arranging meals, managing expenses and reports, preparing communications, taking meeting minutes, screening calls, handling correspondence, and maintaining office processes. The role requires discretion with confidential information, strong attention to detail, independent judgment, regulatory awareness, and effective coordination with executives, employees, clients, and external partners.

Leads and supervises complex technology infrastructure audits, including planning, risk assessment, control testing, documentation, findings follow-up, and reporting. Advises management and stakeholders on infrastructure risks involving operating systems, databases, networks, cloud, security, resiliency, and vulnerability management. Supports audit programs, regulatory compliance, policy implementation, emerging-risk analysis, and cross-functional initiatives while providing oversight, coaching, and thought leadership.

Executes and leads moderately complex technology infrastructure audits from planning through completion. Tests controls, identifies risks and weaknesses, documents findings, manages stakeholder communications, presents audit opinions, and follows up on remediation. Provides subject matter expertise across operating systems, databases, networks, cloud, infrastructure security, resiliency, vulnerability management, and technology operations. Requires an undergraduate degree and at least five years of relevant experience.