Top Tech Jobs & Startup Jobs in NYC, NY

The VP of Compliance oversees the Compliance Monitoring Program, develops processes, and ensures regulatory requirements are met through collaboration and quality assurance.

The Senior Compliance Officer will manage trade surveillance data quality, ensuring compliance with regulatory requirements, collaborating with technology teams, and resolving data-related issues.

The Director of Global Markets Supervision manages trading operations at TD Securities, oversees policy development, and coordinates communication surveillance efforts across various channels.

The Credit Risk Audit Manager II manages audit planning and execution for credit risk audits, overseeing staff and ensuring audit standards are met.

The Senior Compliance Officer advises on compliance requirements, ensures regulatory adherence, and supports business units with compliance-related projects and training.

The Director - Supervisory Analyst oversees compliance for research, ensuring timely, clear, and fair communications, and liaison with analysts.

The Senior Compliance Officer develops and coordinates the Compliance Oversight program, ensuring regulatory adherence and effective compliance monitoring. They analyze and communicate compliance coverage and support continuous improvement efforts across global teams.

The Compliance Quality Assurance Manager oversees compliance testing, ensuring adherence to policies and improving operational performance. This role involves strategic guidance, conducting independent reviews, and leading projects while fostering a culture of compliance.

The Audit Manager I leads various audit engagements, manages relationships with senior management, and ensures compliance with audit standards.

The Commercial Sales Associate II provides customer service and loan system support, assists in closing loans, processes payments, and prepares reports and correspondence for the Relationship Managers.