Top Tech Jobs & Startup Jobs in NYC, NY

The Financial Advisor guides clients with financial planning, selling investment management solutions, and managing client relationships to achieve their wealth goals.

The Financial Advisor Associate works to attract and retain clients by addressing their wealth management needs, analyzing financial information, and advising on investment strategies, while building and managing client relationships.

Provide financial planning guidance and sell investment management solutions to TD Wealth clients. Serve as primary client contact, onboard new clients, deliver annual reviews, meet sales goals, refer to internal partners, ensure regulatory compliance, and coach retail partners. Travel within assigned market and contribute to team development and community initiatives.

Lead and publish high-quality equity research on energy sector companies, build financial models, provide market and industry insights to clients and sales/trading, develop relationships, and mentor team members while ensuring compliance and risk management.

Lead end-to-end executive talent acquisition for a complex portfolio: develop sourcing and diversity strategies, advise senior stakeholders, build pipelines of active and passive candidates, manage recruitment metrics and employer branding, mentor team members, and ensure compliance with HR policies and employment laws.

Provide commercial customer service and loan system support for relationship teams. Assist in loan closings, clear conditions, prepare closing packages, process payments/wires/advances, upload and track financial statements, generate reports, handle complex customer research, mentor junior associates, and maintain loan documentation and compliance.

Lead compliance training reporting, oversight, and data management for U.S. Compliance. Develop and maintain reporting, dashboards, trackers and audit-ready documentation; validate and reconcile training data; advise business partners on regulatory training requirements; manage projects and remediation, and support regulatory readiness and program governance.

Builds and manages complex commercial banking relationships, delivering customized financing, cash management and advisory solutions. Drives new business development, meets growth targets, evaluates credit risk, negotiates terms, and leads cross-functional servicing teams. Acts as trusted advisor, develops community networks, and contributes to process improvement and regulatory compliance.

Lead and execute complex internal audits focused on financial crimes. Plan risk assessments, develop audit programs (APM, pRCM), supervise audit teams, perform L1 reviews/sign-offs, report findings to stakeholders and senior management, support remediation and regulatory follow-up, and provide subject-matter guidance across the enterprise.

The Senior Compliance Officer will lead compliance monitoring, testing, and resource management, develop metrics, and ensure effective stakeholder communication to uphold regulatory standards.