Top Tech Jobs & Startup Jobs in NYC, NY

Provides financial planning guidance, investment recommendations, and wealth management solutions to TD Wealth clients. Builds and manages client relationships, conducts needs analyses and annual reviews, meets sales goals, generates referrals, ensures regulatory and AML compliance, and partners with retail and small-business banking teams. Requires strong consultative selling, communication, organization, and wealth-management expertise, along with required securities and insurance licenses.

Executes independent, risk-based compliance testing and validation across bank business units. Researches regulations, develops test procedures, analyzes controls, identifies compliance issues, documents findings, validates corrective actions, and communicates results to management and business partners. The role also provides regulatory guidance, manages testing engagements, supports compliance initiatives, and contributes subject-matter expertise, mentoring, and process improvements.

Provides senior-level risk oversight, analysis, reporting, monitoring, and operational process support within Finance. Develops risk standards and mitigation processes, analyzes operational loss and risk data, monitors key risk indicators, supports regulatory and compliance initiatives, and advises business leaders on complex risk matters. Leads projects, remediation plans, governance activities, and process improvements while ensuring alignment with enterprise policies, financial controls, and regulatory requirements.

Conducts equity research on travel and leisure companies, industries, markets, and economic developments. Responsibilities include analyzing data, building valuation and forecasting models, maintaining financial databases, preparing research reports and client presentations, monitoring market and regulatory developments, and supporting senior research leads. The role also involves developing market participant relationships, advising institutional clients, and contributing to risk management and cross-functional initiatives.

Oversee high-priority Compliance transformation, remediation, regulatory, and control initiatives. Maintain portfolio governance, track milestones and dependencies, manage risks and issues, prepare executive reporting, coordinate technology budgeting, and improve execution practices. Partner with Compliance, Technology, Risk, Legal, Operations, and other stakeholders to translate regulatory priorities into structured plans, measurable deliverables, and effective governance routines.

Leads and independently performs moderately complex technology audits from planning through completion. Tests IT controls, documents findings, evaluates control effectiveness, manages stakeholder communications, prepares audit reports, follows up on remediation, and provides technology audit expertise. The role may coach colleagues, support audit initiatives, and conduct reporting and analysis using tools such as SQL, Power BI, or Tableau.

Leads governance and control activities for TD Securities’ corporate and investment banking and global markets businesses. Responsibilities include managing scenario analysis programs, implementing risk profile frameworks, maintaining risk metrics and KRI inventories, assessing operational and non-financial risks, developing mitigation strategies, supporting regulatory compliance, and leading a governance and control team. The role partners with business, risk management, audit, senior executives, and enterprise control functions while overseeing initiatives, remediation plans, and employee development.

Leads enterprise cloud platform enablement across AWS, Azure, and Google Cloud, overseeing multi-cloud networking, identity and access management, security, scalability, and compliance. Develops cloud enablement strategy, manages networking and IAM architecture, and leads multidisciplinary engineering teams. Oversees Agile work portfolios, mentors technical staff, and evaluates emerging cloud technologies to improve platform capabilities and business alignment.

Lead and execute risk-based SOX/ICFR audits for financial reporting. Guide planning, testing, issue identification, remediation tracking, and stakeholder reporting. Mentor staff and liaise with senior leadership and external auditors.

Leads and supervises complex technology audits, including planning, risk assessment, control testing, issue identification, remediation validation, and audit reporting. Oversees multiple concurrent audits and issue validations, coaches junior auditors, manages stakeholder communications, and advises management on cybersecurity, information security, IAM, technology governance, and resiliency risks. Supports enterprise audit initiatives, regulatory compliance, process improvements, and control governance.