Top Tech Jobs & Startup Jobs in NYC, NY

The Associate will manage capital markets legal agreements, ensuring regulatory compliance and serving clients with trading products. Responsibilities include drafting, negotiating, and finalizing documentation, and collaborating with internal stakeholders.

Lead Global Research strategy for technology, AI enablement, data productization, and client engagement. Partner with Technology, Sales, Legal and Compliance to prioritize platform enhancements, commercialize datasets, drive AI adoption, manage budgeting/forecasting, and deliver cross-functional programs to improve analyst productivity and client outcomes.

The Compliance Business Oversight Manager oversees compliance in Consumer Banking, ensuring adherence to regulations, managing compliance risks, and advising stakeholders on best practices.

Lead Global Research strategic initiatives across technology, data productization, and client engagement. Serve as business lead for AI, CRM, and analytics platforms; partner with Technology, Legal, Compliance, and Sales to commercialize research data products, drive AI adoption, optimize workflows, and deliver management reporting on client engagement and performance. Oversee trader business management, risk controls, and regulatory adherence.

Oversee high-priority Compliance transformation, remediation, regulatory, and control initiatives within TD Securities. Responsibilities include portfolio governance, milestone and dependency tracking, risk and issue escalation, executive reporting, technology budget coordination, stakeholder alignment, and improving Compliance execution practices. The role partners with Compliance, Technology, Risk, Legal, Operations, and other stakeholders to translate priorities into measurable plans and deliverables.

Provide operational risk analysis, governance, and oversight for U.S. Change Governance and NBPA programs. Maintain policies, execute compliance and oversight activities, analyze change/delivery risk data, support committees, create executive materials and training, drive remediation and automation (including generative AI), and partner with stakeholders to identify, escalate, and mitigate operational risks.

Lead program management for TDS Compliance transformation and remediation portfolio. Maintain integrated remediation and technology investment views, drive governance, milestone tracking, risk/issue escalation, executive reporting, and stakeholder coordination. Improve execution practices, standardize reporting and templates, and ensure prioritized initiatives deliver regulatory, control, and business outcomes on schedule.

Provide senior compliance advisory for equities sales and trading, focusing on cash/high-touch and electronic trading. Strengthen equities compliance program, advise on regulatory requirements, implement supervisory controls, conduct testing and risk assessments, lead investigations and regulatory responses, deliver training, and report to senior management while interacting with regulators and global teams.

Lead and scale Fedwire and tri-party settlement operations for U.S. Treasury and secured financing transactions. Own end-to-end settlement lifecycle, intraday liquidity coordination, collateral management, risk and control frameworks, regulatory readiness, and stakeholder escalation. Manage multiple teams, drive process improvement and automation, support strategic initiatives around clearing and market evolution, and partner with Treasury, Risk, Technology, and front-office desks.

Lead Trade Support for TD Securities' New York middle office: manage trade capture and position management for short-term fixed income products, drive process improvements and automation, perform data analysis and reconciliations, resolve risk/P&L and trade queries, manage audits/regulatory changes, and lead, coach, and develop a multi-disciplinary operations team while engaging stakeholders across sales, trading, technology, and risk.