Top Tech Jobs & Startup Jobs in NYC, NY

Designs and deploys AI solutions for trading and capital markets workflows. Partners with trading, technology, product, operations, and control teams to identify opportunities, prototype agentic AI and machine learning solutions, and transition them into production. Applies LLMs, RAG, orchestration, and evaluation methods to market data, execution, post-trade analysis, financial news, and filings while ensuring explainability, auditability, governance, privacy, and trading-control compliance.

Supports business managers and sales leaders across Fixed Income Distribution by tracking priorities, preparing executive materials, managing financial and workforce routines, coordinating client coverage processes, supporting risk and control activities, and partnering with cross-functional teams. The role also assists with workflow, data, platform, vendor, and process-improvement initiatives while analyzing business, financial, operational, and risk information in a regulated environment.

Manages and grows relationships with affluent consumer and business customers through proactive outreach, discovery-based financial guidance, and comprehensive banking, lending, investment, and credit solutions. Maintains a book of business, coordinates referrals across internal banking teams, promotes digital adoption, supports branch colleagues, and ensures accurate documentation, regulatory compliance, and risk management. Requires active or timely completion of FINRA and state insurance licenses, SAFE registration, and availability to work most Saturdays.

Leads business execution for Fixed Income Distribution across planning, financial performance, client coverage, workforce management, executive reporting, risk and compliance priorities, technology initiatives, and vendor relationships. Partners with senior leaders and cross-functional stakeholders to establish priorities, resolve complex issues, develop recommendations, and drive implementation across capital markets businesses.

Leads delivery of complex Futures Clearing Merchant product initiatives spanning trade execution, clearing, margin, risk controls, billing, and systems of record. Develops product scopes and business requirements, coordinates prioritization and user acceptance testing, and partners with technology, operations, finance, risk, legal, compliance, and back-office teams. Conducts due diligence, portfolio administration, industry research, and product planning while ensuring regulatory and risk-management requirements are met.

Leads research, development, calibration, implementation, and monitoring of residential mortgage and RMBS behavioral models. Conducts empirical analysis using large-scale mortgage datasets, projects cash flows, performs valuation and risk analysis, and supports stress testing, governance, validation, audit, and regulatory review. Partners with trading, portfolio management, and risk teams while providing technical leadership, reviewing quantitative work, and mentoring other professionals.

Leads valuation control for equity derivatives, overseeing independent price verification, valuation adjustments, fair value hierarchy assessments, risk analytics, reporting, governance, and regulatory compliance. Partners with trading, risk, finance, technology, and model management teams; investigates pricing exceptions, develops automation and analytical tools, supports audits and examinations, and mentors junior analysts.

Leads second-line compliance oversight for the Equities business, covering cash sales and trading, equity derivatives, equity finance, and prime brokerage. Advises senior leaders, challenges business strategies and controls, oversees risk assessments, monitoring, surveillance, regulatory change, examinations, issue remediation, and governance reporting. Manages and develops the Equities Compliance team while coordinating with Legal, Risk, Operations, Internal Audit, regulators, and other oversight functions.

Lead Wells Fargo’s Futures Commission Merchant compliance program, advising senior Markets and Front Office leaders on regulatory and business matters. Build and mentor a high-performing compliance team, strengthen risk frameworks, identify emerging risks, oversee regulatory change and compliance monitoring, and partner with Legal, Audit, Risk, and domestic and international regulators. Drive enterprise-wide compliance strategy, organizational change, and sound risk-based decision-making across a highly regulated financial markets environment.

Lead compliance for prime brokerage and equities: develop and enforce regulatory policies, monitor trading and brokerage activities, manage risk and controls, liaise with regulators, and lead a compliance team to ensure adherence to SEC/FINRA and internal standards.