Top Tech Jobs & Startup Jobs in NYC, NY

Leads operational risk management for the Private Client Group, ensuring compliance with regulations, enhancing risk frameworks, and building relationships with leadership.

This role involves high-volume outreach to financial advisors, cultivating relationships, and facilitating recruitment partnerships for Raymond James, while achieving business development goals.

The VP, Compliance Equity Capital Markets will lead compliance programs for Equity Capital Markets, assist regulatory risk management, and supervise compliance operations.

The Head of Risk Data & Analytics oversees risk management analytics, develops data solutions, ensures regulatory compliance, and leads a team focused on risk reporting and technology enhancements.

The Director oversees compliance programs for electronic trading, ensuring adherence to regulations and mentoring team members throughout project lifecycles.

Lead initiatives in regulatory reporting, collaborating with finance and IT to design Axiom solutions, perform data analysis, and support audits.

Assist in analyzing portfolio analytics, asset allocation, and investment holdings. Prepare research reports, maintain financial models, and manage existing client relationships.