Top Tech Jobs & Startup Jobs in NYC, NY

Support public relations strategies, construct communications, conduct research, and assist in PR and events coordination.

Lead broker-dealer compliance for FINRA/SEC matters, draft and maintain Written Supervisory Procedures, manage licensing/CRD, oversee regulatory exams, conduct gap analyses, deliver training, and advise on high-impact compliance risks across the firm.

Support regulatory examinations and inquiries (FINRA, SEC, NFA, CFTC), manage customer complaint intake and reporting, review marketing and public communications for compliance, assist training and exam readiness, and collaborate cross-functionally to support compliance initiatives and monitoring.

Lead and manage U.S. fraud operations, develop fraud prevention strategy, oversee investigations and daily monitoring, ensure regulatory compliance (SEC/FINRA/AML/KYC), mentor junior staff, manage vendor integrations, and report fraud metrics to leadership and regulators.

Lead entity-level accounting for a regulated brokerage environment: manage intercompany allocations, month-end consolidation, complex revenue/expense recording, regulatory reporting (SEC/FINRA/CFTC/NFA), net capital computations, and audit readiness while supporting internal controls and stakeholder engagements.

The Accounting Associate will assist with invoice approvals, reconciliations, month-end close process, journal entries, and support audit activities within a finance team.