Top Tech Jobs & Startup Jobs in NYC, NY

The Associate Director will oversee Futures Trading, manage client inquiries, monitor trading flows, and resolve operational issues while supporting the growth of Webull’s futures business.

The Clearing Operations Associate Director oversees financial transaction settlements, ensures regulatory compliance, and enhances operational efficiency within the clearing operations team.

The Sales Operations Senior Associate will support the Institutional Sales division by managing CRM systems, analyzing sales data, and overseeing events while driving operational efficiency and insights.

The Director of Trade Operations will lead trade execution and settlement operations, mentor teams, optimize processes, and ensure regulatory compliance.

The Senior Associate Director will oversee futures trading operations, collaborating with teams to ensure workflow efficiency and resolve trade issues.

Lead broker-dealer compliance for FINRA/SEC matters, draft and maintain Written Supervisory Procedures, manage licensing/CRD, oversee regulatory exams, conduct gap analyses, deliver training, and advise on high-impact compliance risks across the firm.

Support regulatory examinations and inquiries (FINRA, SEC, NFA, CFTC), manage customer complaint intake and reporting, review marketing and public communications for compliance, assist training and exam readiness, and collaborate cross-functionally to support compliance initiatives and monitoring.

Lead and manage U.S. fraud operations, develop fraud prevention strategy, oversee investigations and daily monitoring, ensure regulatory compliance (SEC/FINRA/AML/KYC), mentor junior staff, manage vendor integrations, and report fraud metrics to leadership and regulators.