Top Tech Jobs & Startup Jobs in NYC, NY

The Regional Compliance Officer will advise Wealth Management teams on compliance, conduct risk, and regulatory issues while overseeing risk management and compliance initiatives within the region.

Lead and execute audits and assurance activities across Operational Risk and Enterprise Non-Financial Risk. Identify and assess risks and control gaps, develop audit findings, facilitate stakeholder conversations, and manage multiple deliverables while supporting continuous monitoring, closure verification, and team development.

Manages ultra-high-net-worth and family office portfolios within Morgan Stanley’s OCIO group. Responsibilities include asset allocation, manager selection, portfolio construction, risk management, monitoring, UHNW planning education, investment policy statements, client reporting, operational coordination, and business development. The role also supports concentrated equity strategies, tax and estate planning, client cash-flow needs, and creation of investment intellectual capital.

Lead assurance activities for applications and infrastructure supporting Institutional Securities, assess technology risks and controls (development, change management, resilience, cybersecurity, data), identify emerging risks, align audit projects with priorities, communicate findings to senior management, partner globally, and manage and develop audit staff.

Drive enterprise architectural vision, target-state business architecture, technology roadmaps, standards, governance, and cross-domain solution alignment. Lead modernization and optimization initiatives across applications, data, and technology while collaborating with engineering, cloud, DevOps, data, and product leaders. Govern architecture processes, audit project compliance, manage interdependencies, resolve blockers, monitor regulatory impacts, and promote risk controls and architectural convergence across a complex global organization.

Supports private wealth advisors with client service, account transactions, meeting preparation, follow-up tracking, financial planning, portfolio and client reporting, research, and business development activities. The role also assists with digital and in-person marketing, client communications, seminars, webinars, and firm initiatives. Requires financial services product knowledge, active Series 7 and Series 66 or Series 63 and Series 65 licenses, strong organization, technical proficiency, and client service skills.

Structure, price, trade, hedge, and risk-manage equity derivative transactions for corporate and high-net-worth clients. Analyze equities and market conditions, manage complex derivative exposures, collaborate with trading, capital markets, brokers, and counterparties, develop client solutions, generate business opportunities, and lead technology and infrastructure initiatives supporting trading and risk-management efficiency.

Leads U.S. bank regulatory capital reporting, calculations, forecasting, stress testing, capital allocation, and ROE analysis. Oversees Basel, RWA, leverage, capital buffer, FFIEC, and DFAST reporting requirements; manages regulatory, audit, and model risk reviews; and leads a team of capital reporting professionals. The role drives regulatory implementation, process automation, controls, technology enhancements, and capital optimization while advising senior management and regulatory stakeholders.

Deliver portfolio performance and risk analysis for hedge fund clients, produce investor and portfolio reports, implement statistical techniques, support proprietary web risk/performance tools, consult on reporting and hedging, and participate in sales pitches.

The Associate Market Manager oversees market management, employee retention, revenue growth, compliance, and team development. They drive sales initiatives and manage market performance.