Top Tech Jobs & Startup Jobs in NYC, NY

Responsible for branch-level risk, supervisory, and compliance functions. Monitors regulatory adherence (SEC/FINRA), coaches staff, supports audits, investigates complaints, liaises with Legal and HR, and ensures supervisory coverage and risk remediation.

The role involves managing the financial aspects of the firm's occupancy expenses, providing financial analysis, and collaborating with real estate teams to improve financial performance and decision-making.

The Finance Cloud Governance Manager oversees the implementation of data governance standards for cloud platforms, ensuring compliance and effective data management within Finance.

The Internal Communications Associate will create and manage internal communications, collaborate with teams, and support communication strategies within Wealth Management.

The role involves providing legal coverage for public finance and structured solutions in fixed income sales and trading, advising on regulations, governance, and compliance matters related to municipal securities.

Manage risks in Electronic Trading across various asset classes, assist in eTrading coverage expansion, perform algorithm analysis, monitor limits, and communicate risks to senior management.