Leads North American internal audit activities and provides independent assurance on governance, risk management, internal controls, and regulatory compliance. Responsibilities include developing strategic and annual audit plans, leading audits across the full lifecycle, supervising teams, advising senior stakeholders, conducting risk assessments, improving audit methodologies and quality assurance, and evaluating complex financial systems, technology controls, and business processes. The role requires substantial financial services audit experience and knowledge of regulated markets, including futures, commodities, securities, and swaps.

Legal Counsel supports prime brokerage and futures transactional work across North America. Responsibilities include negotiating financial services contracts, updating trading agreements, managing client documentation and relationships, assessing contractual risks, advising internal stakeholders, and ensuring compliance with SEC, FINRA, NFA, CFTC, exchange, and clearinghouse requirements.

Lead design, implementation, and integration of trading systems and client/vendor connectivity (including FIX). Manage end-to-end onboarding, testing, certification, monitoring, and optimization of OMS/EMS, market data, and execution workflows while ensuring regulatory compliance and operational resilience.